U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
================================================================================
1. Name and Address of Reporting Person
VEITIA DIEGO J.
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
250 PARK AVENUE SOUTH/ SUITE 200
- --------------------------------------------------------------------------------
(Street)
WINTER PARK FL 32789
- --------------------------------------------------------------------------------
(City) (State) (Zip)
================================================================================
2. Issuer Name and Ticker or Trading Symbol
INTERNATIONAL ASSETS HOLDING CORPORATION -- IAAC
================================================================================
3. I.R.S. or Social Security Number of Reporting Person (Voluntary)
================================================================================
4. Statement for Month/Year
MARCH, 2001
================================================================================
5. If Amendment, Date of Original (Month/Year)
================================================================================
6. Relationship of Reporting Person to Issuer (Check all applicable)
[X] Director [X] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
CHAIRMAN
----------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by One Reporting Person
[_] Form filed by More Than One Reporting Person
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
6. Owner- 7. Nature
4. Securities Acquired (A) 5. Amount of ship of In-
3. Trans- or Disposed of (D) Securities Form: direct
2. Trans- action (Instr. 3, 4 and 5) Beneficially Direct Bene-
1. Title action Code ------------------------------- Owned at (D) or ficial
of Date (Instr. 8) (A) End of Indirect Owner-
Security (mm/dd/ -------------- Amount or Price Month (I) ship
(Instr. 3) yy Code V (D) (Instr. 3 and 4) (Instr. 4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL ASSETS
HOLDING CORPORATION
COMMON
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
2. Conver- 5. Number of Deriv-
sion or 3. Trans- ative Securities
Exercise action 4. Transac- Acquired (A) or
Price of Date tion Code Disposed of (D)
Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5)
1. Title of Derivative ative Day/ --------------- -------------------------------
Security (Instr. 3) Security Year) Code V (A) (D)
- -----------------------------------------------------------------------------------------------------------------------------
International Assets
Holding Corp. Option 3/9/01 A 25,000
- -----------------------------------------------------------------------------------------------------------------------------
International Assets
Holding Corp. Options
- -----------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
9. Number 10. Owner-
of Deriv- ship
6. Date Exer- ative Form 11. Na-
cisable and Secur- of De- ture
Expiration 8. Price ities rivative of In-
Date 7. Title and Amount of of Bene- Securities direct
(Month/Day/ Underlying Securities Deriv- ficially Bene- Bene-
Year) (Instr. 3 and 4) ative Owned ficially ficial
---------------- ---------------------------- Secur- at End Owned at Owner-
Date Expira- Amount or ity of End of ship
Exer- tion Title Number of (Instr. Month Month(1) (Instr.
cisable Date Shares 5) (Instr. 4) (Instr. 4) 4)
- ------------------------------------------------------------------------------------------------------------------------------------
03/09/02 03/09/06* Common 25,000 3.125 25,000 D
- ------------------------------------------------------------------------------------------------------------------------------------
12/28/96 12/28/05** Common 26,378 2.085 51,378 D
- ------------------------------------------------------------------------------------------------------------------------------------
11/02/99 11/02/08*** Common 83,930 1.376 135,308 D
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
====================================================================================================================================
Explanation of Responses: *33% VESTS 03/09/02; 33% VESTS 03/09/03; REMAINDER
VESTS 03/09/04
** All options currently vested
*** 30% vests 11/02/99; 30% vests 11/2/2000; 40% vests 11/2/01
/s/ Diego J. Veitia 04/05/01
- --------------------------------------- ----------------
**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
