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SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:06-30-2021
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:StoneX Group Inc.
Address:230 Park Ave
10th Floor
New York, NY  10169
Form 13F File Number:028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:John Calvano
Title:CCO, SA Stone Investment Advisors
Phone:205-414-3367
Signature, Place, and Date of Signing:
John CalvanoBirmingham,  AL08-06-2021
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:2
Form 13F Information Table Entry Total:472
Form 13F Information Table Value Total:674,298
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-17766SA Stone Investment Advisors Inc.
2028-21283STONEX FINANCIAL INC.
SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABB LTDSPONSORED ADR00037520457116,797SH DFND1,216,6970100
ABBOTT LABSCOM0028241005855,049SH DFND1005,049
ADVANCED MICRO DEVICES INCCOM0079031074524,812SH DFND1004,812
AIRBNB INCCOM CL A0090661013162,063SH DFND1002,063
AMAZON COM INCCOM0231351069,0482,630SH DFND1002,630
AMERCOCOM023586100262444SH DFND100444
AMERICAN ELEC PWR CO INCCOM0255371012803,309SH DFND1003,309
AMERICAN WTR WKS CO INC NEWCOM0304201032831,836SH DFND1001,836
AMETEK INCCOM0311001005,08438,081SH DFND10038,081
AMGEN INCCOM0311621001,0054,124SH DFND1004,124
AMPLIFY ETF TRBLOCKCHAIN LDR0321086072505,253SH DFND1005,253
AMPLIFY ETF TRBLACKSWAN GRWT0321088882126,198SH DFND1006,198
APPLE INCCOM03783310013,61899,432SH DFND10099,432
APPLIED MATLS INCCOM0382221053352,349SH DFND1002,349
ARCHER DANIELS MIDLAND COCOM0394831022183,605SH DFND1003,605
ASTRAZENECA PLCSPONSORED ADR0463531082,09735,005SH DFND1,231,75503,250
BP PLCSPONSORED ADR0556221042469,330SH DFND1009,330
BK OF AMERICA CORPCOM06050510485220,664SH DFND10020,664
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,9777,112SH DFND1007,112
BOEING COCOM0970231059644,024SH DFND1004,024
BRISTOL-MYERS SQUIBB COCOM1101221081,23418,474SH DFND10018,474
BURCON NUTRASCIENCE CORPCOM1208311025619,998SH DFND219,99800
CSX CORPCOM12640810378624,489SH DFND10024,489
CVS HEALTH CORPCOM1266501001,03712,426SH DFND10012,426
CATERPILLAR INCCOM1491231013,38315,545SH DFND1,212,00003,545
CHEVRON CORP NEWCOM1667641001,66815,924SH DFND10015,924
COCA COLA COCOM19121610092917,075SH DFND10017,075
CONSOLIDATED EDISON INCCOM2091151042293,192SH DFND1003,192
CORNING INCCOM21935010565616,043SH DFND10016,043
CROCS INCCOM2270461092111,815SH DFND1001,815
CUMMINS INCCOM2310211066162,526SH DFND1002,526
DBX ETF TRXTRACK MSCI JAPN2330515072394,815SH DFND1004,815
DANAHER CORPORATIONCOM2358511023971,478SH DFND1001,478
DEERE & COCOM2441991054411,246SH DFND1001,246
DELTA AIR LINES INC DELCOM NEW2473617023117,179SH DFND1007,179
DENISON MINES CORPCOM2483561073025,000SH DFND10025,000
DISNEY WALT COCOM2546871061,6519,391SH DFND1009,391
DOCUSIGN INCCOM2561631063291,176SH DFND1001,176
DOW INCCOM26055710366510,516SH DFND10010,516
EMERSON ELEC COCOM2910111044524,696SH DFND1004,696
ENTERPRISE PRODS PARTNERS LCOM29379210738115,774SH DFND10015,774
FIDELITY COMWLTH TRNASDAQ COMPSIT3159128084187,411SH DFND1007,411
FIDELITY COVINGTON TRUSTMSCI HLTH CARE I3160926007,017110,087SH DFND100110,087
FIFTH THIRD BANCORPCOM3167731002135,541SH DFND1005,541
FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201034663,657SH DFND1003,657
FIRST TR NAS100 EQ WEIGHTEDSHS3373441053703,302SH DFND1003,302
FIRST TR NASDAQ 100 TECH INDSHS3373451021,70510,722SH DFND10010,722
FORD MTR CO DELCOM34537086035023,569SH DFND10023,569
GENERAL ELECTRIC COCOM36960410331823,638SH DFND10023,638
GENERAL MLS INCCOM3703341043245,313SH DFND1005,313
GENPREX INCCOM37244610411835,150SH DFND10035,150
GILEAD SCIENCES INCCOM3755581032012,918SH DFND1002,918
GOLDMAN SACHS ETF TREQUAL WEIGHT US3814304382333,473SH DFND1003,473
GRUPO AEROPUERTO DEL PACIFICSPON ADR B4005061015345,000SH DFND25,00000
HOME DEPOT INCCOM4370761022,1116,620SH DFND1006,620
HONEYWELL INTL INCCOM4385161065572,538SH DFND1002,538
HUBSPOT INCCOM443573100212364SH DFND100364
HUMANA INCCOM4448591028131,835SH DFND1001,835
INFOSYS LTDSPONSORED ADR4567881081,12352,817SH DFND10052,817
ING GROEP N.V.SPONSORED ADR45683710340930,898SH DFND1,230,2140684
INTEL CORPCOM45814010085415,220SH DFND10015,220
INTERNATIONAL BUSINESS MACHSCOM4592001011,1477,825SH DFND1007,825
INTERNATIONAL PAPER COCOM4601461034116,704SH DFND1006,704
IRIDEX CORPCOM46268410113819,575SH DFND10019,575
ISHARES GOLD TRISHARES NEW46428520446413,777SH DFND10013,777
ISHARES INCMSCI GBL MIN VOL4642865252011,955SH DFND1001,955
ISHARES INCMSCI EMERG MRKT4642865332634,101SH DFND1004,101
ISHARES INCMSCI SWITZERLAND4642867497,295150,000SH DFND2150,00000
ISHARES TRCORE S&P TTL STK4642871502,35223,818SH DFND10023,818
ISHARES TRTIPS BD ETF4642871768206,406SH DFND1006,406
ISHARES TRTRANS AVG ETF4642871923441,325SH DFND1001,325
ISHARES TRCORE S&P500 ETF46428720027,83664,747SH DFND10064,747
ISHARES TRCORE US AGGBD ET46428722617,299149,997SH DFND100149,997
ISHARES TRMSCI EMG MKT ETF4642872341,05219,067SH DFND1,21019,066
ISHARES TRIBOXX INV CP ETF4642872421,1218,340SH DFND1008,340
ISHARES TRGLOBAL TECH ETF464287291290858SH DFND100858
ISHARES TRS&P 500 GRWT ETF4642873092,12929,276SH DFND10029,276
ISHARES TRGLOBAL FINLS ETF4642873333574,600SH DFND1004,600
ISHARES TRS&P 500 VAL ETF4642874089876,688SH DFND1006,688
ISHARES TR1 3 YR TREAS BD4642874572032,352SH DFND1002,352
ISHARES TRMSCI EAFE ETF46428746585710,869SH DFND10010,869
ISHARES TRRUS MD CP GR ETF4642874811,32211,675SH DFND10011,675
ISHARES TRRUS MID CAP ETF4642874993173,994SH DFND1003,994
ISHARES TRCORE S&P MCP ETF46428750712,24345,560SH DFND10045,560
ISHARES TRISHARES SEMICDTR464287523294647SH DFND100647
ISHARES TRISHARES BIOTECH4642875562931,791SH DFND1001,791
ISHARES TRRUS 1000 VAL ETF4642875984572,881SH DFND1002,881
ISHARES TRS&P MC 400GR ETF4642876062172,687SH DFND1002,687
ISHARES TRRUS 1000 GRW ETF4642876146412,362SH DFND1002,362
ISHARES TRRUS 1000 ETF4642876225662,336SH DFND1002,336
ISHARES TRRUS 2000 VAL ETF4642876303211,938SH DFND1001,938
ISHARES TRRUS 2000 GRW ETF4642876481,4714,720SH DFND1004,720
ISHARES TRRUSSELL 2000 ETF4642876552,99513,059SH DFND10013,059
ISHARES TRS&P MC 400VL ETF4642877056486,148SH DFND1006,148
ISHARES TRU.S. REAL ES ETF4642877395115,012SH DFND1005,012
ISHARES TRU.S. ENERGY ETF46428779636012,360SH DFND10012,360
ISHARES TRCORE S&P SCP ETF46428780411,905105,372SH DFND100105,372
ISHARES TRU.S. CNSM GD ETF4642878121,6799,128SH DFND1009,128
ISHARES TRU.S. BAS MTL ETF4642878382712,082SH DFND1002,082
ISHARES TRSP SMCP600VL ETF4642878793283,110SH DFND1003,110
ISHARES TRSHRT NAT MUN ETF4642881582532,351SH DFND1002,351
ISHARES TRGL CLEAN ENE ETF46428822434714,812SH DFND10014,812
ISHARES TRMSCI ACWI ETF4642882572282,255SH DFND1002,255
ISHARES TRJPMORGAN USD EMG4642882812031,805SH DFND1001,805
ISHARES TRMRGSTR MD CP GRW4642883074937,161SH DFND1007,161
ISHARES TRNATIONAL MUN ETF4642884143,93633,587SH DFND10033,587
ISHARES TRINTL SEL DIV ETF4642884482888,887SH DFND1008,887
ISHARES TRMBS ETF4642885885725,282SH DFND1005,282
ISHARES TRMRGSTR SM CP GR4642886043045,874SH DFND1005,874
ISHARES TRINTRM GOV CR ETF4642886124063,509SH DFND1003,509
ISHARES TRISHS 5-10YR INVT4642886384307,099SH DFND1007,099
ISHARES TRISHS 1-5YR INVS46428864670712,900SH DFND10012,900
ISHARES TRSHORT TREAS BD4642886793212,907SH DFND1002,907
ISHARES TRPFD AND INCM SEC4642886871,42836,308SH DFND10036,308
ISHARES TRUS AER DEF ETF4642887603042,775SH DFND1002,775
ISHARES TRMSCI USA ESG SLC4642888022402,512SH DFND1002,512
ISHARES TRU.S. MED DVC ETF4642888107652,120SH DFND1002,120
ISHARES TREAFE VALUE ETF4642888771,29425,001SH DFND10025,001
ISHARES TREAFE GRWTH ETF4642888851,0689,955SH DFND1009,955
JOHNSON & JOHNSONCOM4781601042,52815,346SH DFND10015,346
KOREA ELEC PWR CORPSPONSORED ADR5006311061,824168,924SH DFND2168,92400
LAM RESEARCH CORPCOM512807108273419SH DFND100419
LILLY ELI & COCOM5324571081,3876,043SH DFND1006,043
LOCKHEED MARTIN CORPCOM5398301098502,247SH DFND1002,247
LOWES COS INCCOM5486611079404,847SH DFND1004,847
MP MATERIALS CORPCOM CL A5533681012185,925SH DFND1005,925
MARVELL TECHNOLOGY INCCOM5738741042273,884SH DFND1003,884
MCDONALDS CORPCOM5801351019454,090SH DFND1004,090
MICROSOFT CORPCOM5949181045,09618,813SH DFND10018,813
MONMOUTH REAL ESTATE INVT COCL A60972010764934,686SH DFND10034,686
MORGAN STANLEYCOM NEW6174464485295,771SH DFND1005,771
NATIONAL GRID PLCSPONSORED ADR NE6362744093285,108SH DFND1,24,4050703
NEWAGE INCCOM65019410318582,750SH DFND10082,750
NEWMONT CORPCOM6516391062954,648SH DFND1,210004,548
NIKE INCCL B6541061035543,583SH DFND1003,583
NORTHROP GRUMMAN CORPCOM666807102249685SH DFND100685
NOVO-NORDISK A SADR6701002056307,525SH DFND1,26,8810644
NUCOR CORPCOM6703461053013,124SH DFND1003,124
OKTA INCCL A679295105234955SH DFND100955
ONEOK INC NEWCOM6826801034007,182SH DFND1007,182
PEARSON PLCSPONSORED ADR70501510522319,202SH DFND1,219,153049
PEPSICO INCCOM7134481081,3028,782SH DFND1008,782
PFIZER INCCOM7170811031,08027,581SH DFND10027,581
PHILIP MORRIS INTL INCCOM7181721096116,087SH DFND1006,087
PROCTER AND GAMBLE COCOM7427181091,55411,520SH DFND10011,520
PROGRESSIVE CORPCOM7433151032142,180SH DFND1002,180
PRUDENTIAL FINL INCCOM7443201022152,095SH DFND1002,095
QUALCOMM INCCOM7475251031,98813,908SH DFND10013,908
REAVES UTIL INCOME FDCOM SH BEN INT7561581011,31338,260SH DFND10038,260
RELX PLCSPONSORED ADR7595301082,860107,235SH DFND2107,23500
RENAISSANCE CAP GREENWICH FDIPO ETF7599372042463,720SH DFND1003,720
SAP SESPON ADR8030542041,1047,860SH DFND27,86000
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242013523,382SH DFND1003,382
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243001,0026,868SH DFND1006,868
SCHWAB STRATEGIC TRUS LCAP VA ETF80852440985012,437SH DFND10012,437
SCHWAB STRATEGIC TRUS SML CAP ETF8085246071,11910,738SH DFND10010,738
SCHWAB STRATEGIC TRSCHWB FDT EMK LG8085247303149,751SH DFND1009,751
SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247973604,765SH DFND1004,765
SILVERCREST METALS INCCOM82836310137543,003SH DFND1,28042,995
SMUCKER J M COCOM NEW8326964052341,806SH DFND1001,806
SOUTHERN COCOM8425871071,90931,541SH DFND10031,541
SOUTHWEST AIRLS COCOM8447411083526,637SH DFND1006,637
SQUARE INCCL A8522341032,58110,588SH DFND10010,588
STARBUCKS CORPCOM8552441093753,355SH DFND1003,355
STRYKER CORPORATIONCOM863667101252967SH DFND100967
TEKLA HEALTHCARE OPPORTUNITISHS87910510452222,595SH DFND10022,595
TEXAS INSTRS INCCOM8825081045793,009SH DFND1003,009
THERMO FISHER SCIENTIFIC INCCOM883556102466924SH DFND100924
TIMOTHY PLANHIG DV STK ETF88743232673424,583SH DFND10024,583
TIMOTHY PLANINTL ETF88743233489430,763SH DFND10030,763
TIMOTHY PLANUS LRGMD CP CORE88743235954815,708SH DFND10015,708
US BANCORP DELCOM NEW9029733044137,203SH DFND1007,203
UNION PAC CORPCOM9078181083561,619SH DFND1001,619
UNITED PARCEL SERVICE INCCL B9113121061,4126,791SH DFND1006,791
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088444,42628,591SH DFND10028,591
VANGUARD STAR FDSVG TL INTL STK F92190976872411,016SH DFND10011,016
VANGUARD WORLD FDMEGA GRWTH IND9219108161,1324,894SH DFND1004,894
VANGUARD WORLD FDMEGA CAP VAL ETF9219108407727,753SH DFND1007,753
VANGUARD WORLD FDMEGA CAP INDEX92191087312,96385,092SH DFND10085,092
VANGUARD BD INDEX FDSINTERMED TERM9219378192,64729,429SH DFND10029,429
VANGUARD BD INDEX FDSSHORT TRM BOND9219378272192,666SH DFND1002,666
VANGUARD BD INDEX FDSTOTAL BND MRKT9219378358,802102,482SH DFND100102,482
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF9219438581,03620,099SH DFND10020,099
VANGUARD WHITEHALL FDSHIGH DIV YLD92194640610,12596,640SH DFND10096,640
VANGUARD WHITEHALL FDSINTL HIGH ETF9219467944,51266,366SH DFND10066,366
VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426762374,053SH DFND1004,053
VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427751,82128,730SH DFND10028,730
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285867612,451SH DFND10012,451
VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428662843,448SH DFND1003,448
VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428743334,946SH DFND1004,946
VANGUARD MUN BD FDSTAX EXEMPT BD92290774695017,174SH DFND10017,174
VANGUARD INDEX FDSS&P 500 ETF SHS92290836333,23784,177SH DFND10084,177
VANGUARD INDEX FDSMCAP GR IDXVIP9229085382851,206SH DFND1001,206
VANGUARD INDEX FDSREAL ESTATE ETF9229085533853,780SH DFND1003,780
VANGUARD INDEX FDSMID CAP ETF9229086297,57131,896SH DFND10031,896
VANGUARD INDEX FDSLARGE CAP ETF9229086373171,580SH DFND1001,580
VANGUARD INDEX FDSEXTEND MKT ETF9229086522,87715,254SH DFND10015,254
VANGUARD INDEX FDSGROWTH ETF9229087366,82723,802SH DFND10023,802
VANGUARD INDEX FDSVALUE ETF9229087441,42810,388SH DFND10010,388
VANGUARD INDEX FDSSMALL CP ETF92290875114,08762,529SH DFND10062,529
VANGUARD INDEX FDSTOTAL STK MKT9229087695,14523,090SH DFND10023,090
WALMART INCCOM9311421032,09714,872SH DFND10014,872
WELLS FARGO CO NEWCOM94974610155712,297SH DFND10012,297
AMC ENTMT HLDGS INCCL A COM00165C1042003,526SH DFND1003,526
AT&T INCCOM00206R1021,08437,660SH DFND10037,660
ARK ETF TRINNOVATION ETF00214Q1049,96576,200SH DFND10076,200
ARK ETF TRAUTNMUS TECHNLGY00214Q2035346,198SH DFND1006,198
ARK ETF TRGENOMIC REV ETF00214Q3027918,549SH DFND1008,549
ARK ETF TRNEXT GNRTN INTER00214Q4011,4269,253SH DFND1009,253
ARK ETF TRFINTECH INNOVA00214Q70861211,312SH DFND10011,312
ARK ETF TRARK SPACE EXPL00214Q80734516,408SH DFND10016,408
ABBVIE INCCOM00287Y1092,06918,371SH DFND10018,371
ACCELERATE DIAGNOSTICS INCCOM00430H1029511,740SH DFND10011,740
ADOBE SYSTEMS INCORPORATEDCOM00724F101422721SH DFND100721
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022481,093SH DFND1001,093
ALPHABET INCCAP STK CL C02079K1071,363544SH DFND100544
ALPHABET INCCAP STK CL A02079K3051,470602SH DFND100602
ALTRIA GROUP INCCOM02209S10365113,441SH DFND10013,441
AMERICAN TOWER CORP NEWCOM03027X1004531,668SH DFND1001,668
AURINIA PHARMACEUTICALS INCCOM05156V10213810,650SH DFND10010,650
BABCOCK & WILCOX ENTERPRISESCOM05614L20910613,500SH DFND10013,500
BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K1019415,087SH DFND215,08700
BANCO SANTANDER S.A.ADR05964H10511328,992SH DFND228,99200
BARCLAYS BANK PLCIPATH SHILR CAPE06742A6691,13954,355SH DFND10054,355
BEAM THERAPEUTICS INCCOM07373V1052561,992SH DFND1001,992
BITFARMS LTDCOM09173B1078120,564SH DFND220,56400
BLACKROCK INCCOM09247X101602688SH DFND100688
BLACKSTONE GROUP INCCOM09260D1072,05621,161SH DFND10021,161
BOX INCCL A10316T1042429,466SH DFND1009,466
BROADCOM INCCOM11135F1011,0812,266SH DFND1002,266
B2GOLD CORPCOM11777Q209546129,150SH DFND100129,150
CAN FITE BIOFARMA LTDSPONSORED ADS13471N2019140,000SH DFND240,00000
CAPITAL ONE FINL CORPCOM14040H1052631,703SH DFND1001,703
CHEWY INCCL A16679L1093364,218SH DFND1004,218
CISCO SYS INCCOM17275R1021,66231,349SH DFND10031,349
COMCAST CORP NEWCL A20030N10173712,922SH DFND10012,922
CONSTELLATION BRANDS INCCL A21036P1082881,233SH DFND1001,233
CORNERSTONE TOTAL RETURN FDCOM21924U30030927,228SH DFND10027,228
COSTCO WHSL CORP NEWCOM22160K1051,2143,067SH DFND1003,067
CROWDSTRIKE HLDGS INCCL A22788C1052,3509,351SH DFND1009,351
DNP SELECT INCOME FD INCCOM23325P1041,280121,704SH DFND100121,704
DIAGEO PLCSPON ADR NEW25243Q2051,4767,698SH DFND1,27,5560142
DIREXION SHS ETF TRMOONSHOT INNOVAT25460G73238010,384SH DFND10010,384
DIREXION SHS ETF TRFALLEN KNIVES25460G7571,67721,538SH DFND10021,538
DOMINION ENERGY INCCOM25746U1093865,248SH DFND1005,248
DUKE ENERGY CORP NEWCOM NEW26441C2046236,313SH DFND1006,313
DUPONT DE NEMOURS INCCOM26614N1023965,118SH DFND1005,118
ETF SER SOLUTIONSDEFIANCE NEXT26922A2892,62669,012SH DFND10069,012
ETF SER SOLUTIONSAPTUS DEFINED26922A38896932,736SH DFND10032,736
ETF SER SOLUTIONSAPTUS DRAWDOWN26922A7841,21930,676SH DFND10030,676
ETF SER SOLUTIONSDEFIANCE HTL AIR26922B8733,872170,227SH DFND100170,227
ETF MANAGERS TRPRIME CYBR SCRTY26924G2013135,153SH DFND1005,153
EATON VANCE TX ADV GLBL DIVCOM27828S1012,131101,475SH DFND100101,475
ENBRIDGE INCCOM29250N1052576,422SH DFND1,220006,222
ENERGY TRANSFER L PCOM UT LTD PTN29273V10042840,244SH DFND10040,244
EQUINOR ASASPONSORED ADR29446M10225111,831SH DFND1,211,5820249
ESSENTIAL UTILS INCCOM29670G1023257,110SH DFND1007,110
ETSY INCCOM29786A1064412,143SH DFND1002,143
EXXON MOBIL CORPCOM30231G10298915,686SH DFND10015,686
FACEBOOK INCCL A30303M1021,5584,481SH DFND1004,481
FEDEX CORPCOM31428X1065131,716SH DFND1001,716
FIRST TR EXCHANGE TRADED FDCHINDIA ETF33733A1022614,186SH DFND1004,186
FIRST TR EXCHANGE TRADED FDWTR ETF33733B1002693,224SH DFND1003,224
FIRST TR EXCHANGE-TRADED FDNAS CLNEDG GREEN33733E5002844,107SH DFND1004,107
FIRST TR BICK INDEX FDCOM SHS33733H1072937,192SH DFND1007,192
FIRST TR VALUE LINE DIVID INSHS33734H1069,697243,833SH DFND100243,833
FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X1011,05817,419SH DFND10017,419
FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12712310,769SH DFND10010,769
FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13564314,714SH DFND10014,714
FIRST TR EXCHANGE TRADED FDINDLS PROD DUR33734X1501,38023,394SH DFND10023,394
FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1761,37511,072SH DFND10011,072
FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1921,53514,484SH DFND10014,484
FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X8464289,154SH DFND1009,154
FIRST TR EXCHANGE TRADED FDINTL EQUITY OPP33734X85388812,989SH DFND10012,989
FIRST TR MID CAP CORE ALPHADCOM SHS33735B1083763,759SH DFND1003,759
FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1013,40751,903SH DFND10051,903
FIRST TRUST LRGCP GWT ALPHADCOM SHS33735K1082,38021,677SH DFND10021,677
FIRST TR EXCH TRD ALPHDX FDEUROPE ALPHADEX33737J1171,44433,836SH DFND10033,836
FIRST TR EXCH TRD ALPHDX FDDEV MRK EX US33737J1742834,515SH DFND1004,515
FIRST TR EXCH TRD ALPHDX FDEMERG MKT ALPH33737J1821,67559,869SH DFND10059,869
FIRST TR EXCH TRD ALPHDX FDGERMANY ALPHA33737J1902764,834SH DFND1004,834
FIRST TR EXCH TRD ALPHDX FDSWITZLND ALPHA33737J2322864,306SH DFND1004,306
FIRST TR EXCHANGE TRADED FDINDXX NEXTG ETF33737K2054005,247SH DFND1005,247
FIRST TR EXCHANGE-TRADED ALPMID CP GR ALPH33737M1023915,185SH DFND1005,185
FIRST TR EXCHANGE-TRADED ALPSML CP GRW ALP33737M3003214,376SH DFND1004,376
FIRST TR EXCHANGE-TRADED FDSENIOR LN FD33738D3091,09222,743SH DFND10022,743
FIRST TR EXCHANGE-TRADED FDFIRST TR TA HIYL33738D4081,17324,181SH DFND10024,181
FIRST TR EXCHANGE-TRADED FDMULTI ASSET DI33738R1003,182187,612SH DFND100187,612
FIRST TR EXCHANGE-TRADED FDNASD TECH DIV33738R11882714,430SH DFND10014,430
FIRST TR EXCHANGE-TRADED FDRISNG DIVD ACHIV33738R5062,28747,616SH DFND10047,616
FIRST TR EXCHANGE-TRADED FDDORSEY WRT 5 ETF33738R60554511,511SH DFND10011,511
FIRST TR EXCHANGE-TRADED FDNASDAQ TRANSN33738R79563918,809SH DFND10018,809
FIRST TR EXCHANGE-TRADED FDNASDAQ BK ETF33738R86037312,013SH DFND10012,013
FIRST TR EXCHANGE-TRADED FDMNGD FUTRS STRGY33739G10389918,438SH DFND10018,438
FIRST TR EXCHANGE TRAD FD VIFST TR GLB FD33739H1012199,260SH DFND1009,260
FIRST TR EXCH TRADED FD IIIINSTL PFD SECS33739P85540519,584SH DFND10019,584
FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT33739Q2002,84055,786SH DFND10055,786
FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW33739Q4088,667144,553SH DFND100144,553
FIRST TR EXCHANGE-TRADED FDFT CBOE VEST S&P33739Q7051,44527,092SH DFND10027,092
FIRST TR EXCHNG TRADED FD VIUS EQT BUFFER33740F7633499,588SH DFND1009,588
FIRST TR EXCHNG TRADED FD VIMLT MNGD LRG GRW33740F7893,208121,025SH DFND100121,025
FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS33740F8054,59985,743SH DFND10085,743
FIRST TR EXCHNG TRADED FD VICBOE EQT BUFER33740F84771418,908SH DFND10018,908
FIRST TR EXCHNG TRADED FD VIVEST US BUFFER33740F86262817,000SH DFND10017,000
FIRST TR EXCHNG TRADED FD VILOW DUR STRTGC33740F8702,330114,839SH DFND100114,839
FIRST TR EXCHNG TRADED FD VITCW UNCONSTRAI33740F88863523,818SH DFND10023,818
FIRST TR EXCHNG TRADED FD VITCW SECURITIZED33740U1093,112120,000SH DFND100120,000
FIRST TR EXCHANGE TRAD FD VIALT ABSLT STRG33740Y1011,18038,811SH DFND10038,811
FRANKLIN LTD DURATION INCOMECOM35472T10176882,675SH DFND10082,675
GLOBAL X FDSUS INFR DEV ETF37954Y67340615,741SH DFND10015,741
GLOBAL X FDSRBTCS ARTFL INTE37954Y71545312,936SH DFND10012,936
GLOBAL X FDSLITHIUM BTRY ETF37954Y85582311,354SH DFND10011,354
INTELLIA THERAPEUTICS INCCOM45826J1051,90911,792SH DFND10011,792
INVESCO EXCHANGE TRADED FD TAEROSPACE DEFN46137V1003003,990SH DFND1003,990
INVESCO EXCHANGE TRADED FD TS&P500 EQL HLT46137V332279954SH DFND100954
INVESCO EXCHANGE TRADED FD TNASDAQ INTERNT46137V5307592,958SH DFND1002,958
INVESCO EXCHANGE TRADED FD TDYNMC SEMICNDT46137V6472882,246SH DFND1002,246
INVESCO EXCHANGE TRADED FD TDWA CYCLICALS46137V8038138,706SH DFND1008,706
INVESCO EXCHANGE TRADED FD TDWA TECHNOLOGY46137V8116584,407SH DFND1004,407
INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V8373233,607SH DFND1003,607
INVESCO EXCHANGE TRADED FD TDWA INDLS MUMT46137V8459899,941SH DFND1009,941
INVESCO EXCHANGE TRADED FD TDWA HEALTHCARE46137V8523271,964SH DFND1001,964
INVESCO EXCH TRADED FD TR IIS&P 500 MOMNTM46138E3392273,830SH DFND1003,830
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E3545028,246SH DFND1008,246
INVESCO EXCH TRADED FD TR IIPFD ETF46138E51163241,229SH DFND10041,229
INVESCO EXCH TRADED FD TR IISR LN ETF46138G50823110,450SH DFND10010,450
INVESCO EXCH TRADED FD TR IIS&P ULTRA DIVIDE46138G6564049,799SH DFND1009,799
INVESCO EXCH TRADED FD TR IIS&P SMALLCAP 60046138G6641,31610,921SH DFND10010,921
ISHARES SILVER TRISHARES46428Q1091,47360,836SH DFND10060,836
ISHARES TRUS TREAS BD ETF46429B26799437,355SH DFND10037,355
ISHARES TRFLTG RATE NT ETF46429B6552013,956SH DFND1003,956
ISHARES TRCORE HIGH DV ETF46429B6638258,550SH DFND1008,550
ISHARES TRMSCI EAFE MIN VL46429B68989711,874SH DFND10011,874
ISHARES TRMSCI USA MIN VOL46429B6971,18516,098SH DFND10016,098
ISHARES TR0-5 YR TIPS ETF46429B7472422,272SH DFND1002,272
ISHARES U S ETF TRINFLATION HEDG46431W5802819,503SH DFND1009,503
ISHARES U S ETF TRGSCI CMDTY STGY46431W8532597,493SH DFND1007,493
ISHARES TRMSCI USA QLT FCT46432F3396304,741SH DFND1004,741
ISHARES TRMSCI USA VALUE46432F3887196,839SH DFND1006,839
ISHARES TRMSCI USA MMENTM46432F3964522,606SH DFND1002,606
ISHARES TRCORE MSCI TOTAL46432F8341,74923,859SH DFND10023,859
ISHARES TRCORE MSCI EAFE46432F84276410,202SH DFND10010,202
ISHARES INCCORE MSCI EMKT46434G1035,38980,450SH DFND10080,450
ISHARES INCESG AWR MSCI EM46434G86368515,166SH DFND10015,166
ISHARES TRMSCI USA MULTIFT46434V2821,60337,421SH DFND10037,421
ISHARES TRCORE TOTAL USD46434V6131,30824,459SH DFND10024,459
ISHARES TRCORE DIV GRWTH46434V6211,07221,293SH DFND10021,293
ISHARES TRGLOBAL REIT ETF46434V64736213,045SH DFND10013,045
ISHARES TRIBONDS DEC22 ETF46434VBA72,31090,954SH DFND10090,954
ISHARES TRIBONDS DEC21 ETF46434VBK556722,871SH DFND10022,871
ISHARES TRCORE MSCI INTL46435G3263,96358,755SH DFND10058,755
ISHARES TRMSCI UK ETF NEW46435G3341,61449,367SH DFND10049,367
ISHARES TRESG AWR MSCI USA46435G4252,48625,244SH DFND10025,244
ISHARES TRFALN ANGLS USD46435G4742147,153SH DFND1007,153
JPMORGAN CHASE & COCOM46625H1002,56016,456SH DFND10016,456
J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q8372094,112SH DFND1004,112
JANUS DETROIT STR TRHENDERSN CAP ETF47103U1002073,026SH DFND1003,026
JUST EAT TAKEAWAY COM N VSPONSORED ADS48214T30520711,361SH DFND1,210,9860375
KINDER MORGAN INC DELCOM49456B10162134,052SH DFND10034,052
KINGSOFT CLOUD HLDGS LTDADS49639K10154816,138SH DFND10016,138
MAG SILVER CORPCOM55903Q10431515,038SH DFND10015,038
MASTERCARD INCORPORATEDCL A57636Q1044101,122SH DFND1001,122
MERCK & CO INCCOM58933Y10593411,910SH DFND10011,910
MIDATECH PHARMA PLCSPONSORED ADS59564R3026832,484SH DFND232,48400
MODERNA INCCOM60770K1073031,288SH DFND1001,288
NIO INCSPON ADS62914V1064097,692SH DFND1007,692
NEPTUNE WELLNESS SOLUTIONS ICOM64079L1051210,000SH DFND210,00000
NETFLIX INCCOM64110L1061,8503,502SH DFND1003,502
NEXTERA ENERGY INCCOM65339F1014165,683SH DFND1005,683
NORTHERN LTS FD TR IVINSPIRE 100ETF66538H5341,08525,367SH DFND10025,367
NORTHERN LTS FD TR IVINSPIRE CORP66538H6331,04339,663SH DFND10039,663
NUTANIX INCCL A67059N1082516,571SH DFND1006,571
NVIDIA CORPORATIONCOM67066G1042,9513,688SH DFND1003,688
NUVEEN S&P 500 BUY-WRITE INCCOM6706ER1011,03671,030SH DFND10071,030
NUTRIEN LTDCOM67077M1082193,574SH DFND1003,574
NUVEEN CORPORATE INCM NOVEMECOM67077N10653656,836SH DFND10056,836
OSI ETF TROSHS GBL INTER67110P7041,58527,765SH DFND10027,765
ORACLE CORPCOM68389X1054085,239SH DFND1005,239
PPL CORPCOM69351T10629210,277SH DFND10010,277
PACER FDS TRTRENDP US LAR CP69374H10555214,694SH DFND10014,694
PACER FDS TRTRENDPILOT US BD69374H64264223,179SH DFND10023,179
PACER FDS TRLUNT LRGCP MULTI69374H8162636,785SH DFND1006,785
PALANTIR TECHNOLOGIES INCCL A69608A1082348,876SH DFND1008,876
PAYPAL HLDGS INCCOM70450Y1031,3514,634SH DFND1004,634
PELOTON INTERACTIVE INCCL A COM70614W1002461,987SH DFND1001,987
PIMCO ETF TRENHAN SHRT MA AC72201R8339889,685SH DFND1009,685
PROLOGIS INC.COM74340W1032081,743SH DFND1001,743
PROSHARES TRONLINE RTL ETF74347B1693063,789SH DFND1003,789
PROSHARES TRSHORT QQQ NEW74347B71435228,400SH DFND228,40000
PROSHARES TRS&P 500 DV ARIST74348A4673844,241SH DFND1004,241
PUBLIC STORAGECOM74460D109238792SH DFND100792
QUALIGEN THERAPEUTICS INCCOM74754R1032713,442SH DFND10013,442
QUANTUMSCAPE CORPCOM CL A74767V10933711,508SH DFND10011,508
RBB FD INCMFAM SMLCP GRWTH74933W87474518,627SH DFND10018,627
REGENERON PHARMACEUTICALSCOM75886F107272487SH DFND100487
SPDR S&P 500 ETF TRTR UNIT78462F1035,25912,259SH DFND10012,259
SPDR GOLD TRGOLD SHS78463V1076213,750SH DFND1003,750
SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X50992420,317SH DFND10020,317
SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X8891,34536,548SH DFND10036,548
SPDR SER TRICE PFD SEC ETF78464A2922716,118SH DFND1006,118
SPDR SER TRS&P 600 SMCP VAL78464A30087710,232SH DFND10010,232
SPDR SER TRBLMBRG BRC CNVRT78464A3594264,910SH DFND1004,910
SPDR SER TRPRTFLO S&P500 GW78464A4092784,416SH DFND1004,416
SPDR SER TRPRTFLO S&P500 VL78464A5082305,824SH DFND1005,824
SPDR SER TRAEROSPACE DEF78464A6319206,957SH DFND1006,957
SPDR SER TRS&P DIVID ETF78464A7636014,918SH DFND1004,918
SPDR SER TRS&P 400 MDCP VAL78464A8392002,968SH DFND1002,968
SPDR SER TRS&P BIOTECH78464A8701,0387,663SH DFND1007,663
SSGA ACTIVE ETF TRSPDR TR TACTIC78467V8481,08822,476SH DFND10022,476
SPDR DOW JONES INDL AVERAGEUT SER 178467X1093,65110,572SH DFND10010,572
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1071,9163,902SH DFND1003,902
SPDR SER TRNUVEEN BLMBRG SR78468R7392565,164SH DFND1005,164
SALESFORCE COM INCCOM79466L3029663,956SH DFND1003,956
SCORE MEDIA & GAMING INCCL A SUB VTG SHS80919D20272836,467SH DFND10036,467
SEA LTDSPONSORD ADS81141R1001,7076,218SH DFND1006,218
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20917,522139,118SH DFND100139,118
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084195,982SH DFND1005,982
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4077,32641,030SH DFND10041,030
SELECT SECTOR SPDR TRENERGY81369Y5063927,278SH DFND1007,278
SELECT SECTOR SPDR TRFINANCIAL81369Y60544312,062SH DFND10012,062
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7048,21380,210SH DFND10080,210
SELECT SECTOR SPDR TRTECHNOLOGY81369Y80310,67472,288SH DFND10072,288
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8863265,150SH DFND1005,150
SHOPIFY INCCL A82509L1074,5363,105SH DFND1003,105
SMITH & NEPHEW PLCSPDN ADR NEW83175M20511,652268,243SH DFND2268,24300
SPROTT PHYSICAL GOLD TRUNIT85207H10464145,700SH DFND10045,700
SPROTT PHYSICAL SILVER TRTR UNIT85207K10733636,177SH DFND10036,177
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10136419,500SH DFND10019,500
STARWOOD PPTY TR INCCOM85571B10528210,593SH DFND10010,593
TERADATA CORP DELCOM88076W1034088,172SH DFND1008,172
TESLA INCCOM88160R1012,4843,654SH DFND1003,654
THERATECHNOLOGIES INCCOM88338H1005414,000SH DFND10014,000
THE TRADE DESK INCCOM CL A88339J1053254,199SH DFND1004,199
3M COCOM88579Y1014832,430SH DFND1002,430
TRUIST FINL CORPCOM89832Q1092875,168SH DFND1005,168
UNITED CMNTY BKS BLAIRSVLE GCOM90984P3032026,282SH DFND1006,282
UNITEDHEALTH GROUP INCCOM91324P1021,3943,480SH DFND1003,480
UNIVERSAL DISPLAY CORPCOM91347P1052611,173SH DFND1001,173
UR-ENERGY INCCOM91688R108296211,400SH DFND2211,40000
VALERO ENERGY CORPCOM91913Y1004966,347SH DFND1006,347
VANECK VECTORS ETF TRGOLD MINERS ETF92189F1063129,176SH DFND1009,176
VANECK VECTORS ETF TRVIDEO GAMING92189F1143104,273SH DFND1004,273
VANECK VECTORS ETF TRMORNINGSTAR WIDE92189F6432,15129,040SH DFND10029,040
VANECK VECTORS ETF TRSEMICONDUCTOR ET92189F6763441,310SH DFND1001,310
VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4073726,516SH DFND1006,516
VANGUARD WORLD FDSCONSUM DIS ETF92204A108211672SH DFND100672
VANGUARD WORLD FDSCONSUM STP ETF92204A2075252,877SH DFND1002,877
VANGUARD WORLD FDSHEALTH CAR ETF92204A5043411,380SH DFND1001,380
VANGUARD WORLD FDSINF TECH ETF92204A7027611,907SH DFND1001,907
VANGUARD WORLD FDSMATERIALS ETF92204A8012421,337SH DFND1001,337
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4096908,341SH DFND1008,341
VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6641,35114,570SH DFND10014,570
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8708108,523SH DFND1008,523
VERIZON COMMUNICATIONS INCCOM92343V1041,77931,752SH DFND10031,752
VICTORY PORTFOLIOS IIVCSHS US EQ INCM92647N8241,19018,425SH DFND10018,425
VICTORY PORTFOLIOS IIVCSHS US LRG CAP92647N86563411,194SH DFND10011,194
VICTORY PORTFOLIOS IIVCSHS US SMCP HG92647N8735378,936SH DFND1008,936
VICTORY PORTFOLIOS IIVCSHS INTL HG DV92647N88135610,851SH DFND10010,851
VIR BIOTECHNOLOGY INCCOM92764N10295220,131SH DFND10020,131
VISA INCCOM CL A92826C8398663,704SH DFND1003,704
VIRTUS INVT PARTNERS INCCOM92828Q109202729SH DFND100729
WASTE MGMT INC DELCOM94106L1093802,713SH DFND1002,713
WISDOMTREE TRCLOUD COMPUTNG97717Y6914267,617SH DFND1007,617
ZOETIS INCCL A98978V1032141,149SH DFND1001,149
ZSCALER INCCOM98980G1022361,092SH DFND1001,092
ZOOM VIDEO COMMUNICATIONS INCL A98980L1011,3213,413SH DFND1003,413
ZOMEDICA CORPCOM98980M1091720,000SH DFND10020,000
AMCOR PLCORDG0250X10724821,629SH DFND1,221,5290100
ACCENTURE PLC IRELANDSHS CLASS AG1151C1013961,344SH DFND1001,344
JAZZ PHARMACEUTICALS PLCSHS USDG508711053351,885SH DFND1001,885
MEDTRONIC PLCSHSG5960L1033963,173SH DFND1003,173
TRINSEO S ASHSL9340P1011,12418,779SH DFND10018,779