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SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:12-31-2020
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:StoneX Group Inc.
Address:155 East 44th Street
Suite 900
New York, NY  10017
Form 13F File Number:028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:John Calvano
Title:CCO, SA Stone Investment Advisors Inc.
Phone:205-414-3367
Signature, Place, and Date of Signing:
John CalvanoBirmingham,  AL02-03-2021
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:1
Form 13F Information Table Entry Total:0
Form 13F Information Table Value Total:0
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-17766SA Stone Investment Advisors Inc.
SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBOTT LABSCOM0028241004924,491SH DFND1004,491
ADVANCED MICRO DEVICES INCCOM0079031073543,863SH DFND1003,863
ALBEMARLE CORPCOM0126531015974,035SH DFND1004,035
AMAZON COM INCCOM0231351068,5992,640SH DFND1002,640
AMERCOCOM023586100221486SH DFND100486
AMETEK INCCOM0311001004,64738,428SH DFND10038,428
AMGEN INCCOM0311621001,1104,827SH DFND1004,827
AMPLIFY ETF TRBLACKSWAN GRWT0321088882036,198SH DFND1006,198
APPLE INCCOM03783310013,11898,859SH DFND10098,859
BP PLCSPONSORED ADR05562210427913,607SH DFND10013,607
BK OF AMERICA CORPCOM06050510464321,229SH DFND10021,229
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,5396,636SH DFND1006,636
BOEING COCOM0970231051,3426,268SH DFND1006,268
BRISTOL-MYERS SQUIBB COCOM1101221081,05216,822SH DFND10016,822
BRISTOL-MYERS SQUIBB CORIGHT 99/99/99991101221571318,885SH DFND10018,885
CSX CORPCOM1264081034615,078SH DFND1005,078
CVS HEALTH CORPCOM12665010072810,662SH DFND10010,662
CATERPILLAR INCCOM1491231015503,019SH DFND1003,019
CHEVRON CORP NEWCOM1667641007368,710SH DFND1008,710
COCA COLA COCOM19121610069512,669SH DFND10012,669
CONSOLIDATED EDISON INCCOM2091151042313,192SH DFND1003,192
CORNING INCCOM21935010551814,392SH DFND10014,392
CROCS INCCOM2270461092313,694SH DFND1003,694
CUMMINS INCCOM2310211065422,387SH DFND1002,387
DBX ETF TRXTRACK MSCI JAPN2330515072204,815SH DFND1004,815
DEERE & COCOM2441991055542,054SH DFND1002,054
DELTA AIR LINES INC DELCOM NEW2473617022616,480SH DFND1006,480
DISNEY WALT COCOM2546871061,5358,475SH DFND1008,475
DISCOVER FINL SVCSCOM2547091082572,841SH DFND1002,841
DOCUSIGN INCCOM2561631062611,172SH DFND1001,172
DOLLAR GEN CORP NEWCOM2566771052111,002SH DFND1001,002
DOW INCCOM2605571035049,080SH DFND1009,080
EMERSON ELEC COCOM2910111043794,718SH DFND1004,718
FIDELITY COMWLTH TRNDQ CP IDX TRK315912808393784SH DFND100784
FIDELITY COVINGTON TRUSTMSCI HLTH CARE I3160926005,13788,951SH DFND10088,951
FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201035134,332SH DFND1004,332
FIRST TR NASDAQ 100 TECH INDSHS3373451021,0337,480SH DFND1007,480
FORD MTR CO DELCOM34537086018921,462SH DFND10021,462
FRESHPET INCCOM3580391052882,025SH DFND1002,025
GENERAL ELECTRIC COCOM36960410328326,166SH DFND10026,166
GENERAL MLS INCCOM3703341042834,818SH DFND1004,818
GENPREX INCCOM37244610414635,150SH DFND10035,150
HOME DEPOT INCCOM4370761021,7746,679SH DFND1006,679
HONEYWELL INTL INCCOM4385161065082,390SH DFND1002,390
HUBSPOT INCCOM443573100363915SH DFND100915
INFOSYS LTDSPONSORED ADR45678810889652,847SH DFND10052,847
INTEL CORPCOM45814010066313,303SH DFND10013,303
INTERNATIONAL BUSINESS MACHSCOM4592001018426,688SH DFND1006,688
INTERNATIONAL PAPER COCOM4601461034138,313SH DFND1008,313
IRIDEX CORPCOM4626841016626,100SH DFND10026,100
ISHARES GOLD TRUSTISHARES46428510547226,045SH DFND10026,045
ISHARES INCMSCI EMERG MRKT4642865332514,115SH DFND1004,115
ISHARES TRCORE S&P TTL STK4642871501,20213,942SH DFND10013,942
ISHARES TRTIPS BD ETF4642871764703,680SH DFND1003,680
ISHARES TRTRANS AVG ETF4642871922221,006SH DFND1001,006
ISHARES TRCORE S&P500 ETF46428720014,78539,387SH DFND10039,387
ISHARES TRCORE US AGGBD ET4642872265,27244,605SH DFND10044,605
ISHARES TRMSCI EMG MKT ETF4642872344268,249SH DFND1008,249
ISHARES TRIBOXX INV CP ETF4642872429416,811SH DFND1006,811
ISHARES TRGLOBAL TECH ETF4642872913271,090SH DFND1001,090
ISHARES TRS&P 500 GRWT ETF4642873091,92330,128SH DFND10030,128
ISHARES TRS&P 500 VAL ETF4642874088906,955SH DFND1006,955
ISHARES TR20 YR TR BD ETF4642874323782,396SH DFND1002,396
ISHARES TR1 3 YR TREAS BD4642874575135,940SH DFND1005,940
ISHARES TRMSCI EAFE ETF46428746578110,699SH DFND10010,699
ISHARES TRRUS MD CP GR ETF4642874811,14911,198SH DFND10011,198
ISHARES TRRUS MID CAP ETF4642874992613,809SH DFND1003,809
ISHARES TRCORE S&P MCP ETF4642875078,28636,051SH DFND10036,051
ISHARES TRPHLX SEMICND ETF464287523295778SH DFND100778
ISHARES TRRUS 1000 VAL ETF4642875984052,964SH DFND1002,964
ISHARES TRRUS 1000 GRW ETF4642876144121,708SH DFND1001,708
ISHARES TRRUS 1000 ETF4642876224932,326SH DFND1002,326
ISHARES TRRUS 2000 VAL ETF4642876302531,918SH DFND1001,918
ISHARES TRRUS 2000 GRW ETF4642876481,3184,599SH DFND1004,599
ISHARES TRRUSSELL 2000 ETF4642876552,63713,449SH DFND10013,449
ISHARES TRU.S. REAL ES ETF4642877393774,397SH DFND1004,397
ISHARES TRCORE S&P SCP ETF4642878047,80484,913SH DFND10084,913
ISHARES TRSHRT NAT MUN ETF4642881582822,608SH DFND1002,608
ISHARES TRMSCI ACWI ETF4642882572182,406SH DFND1002,406
ISHARES TRMRGSTR MD CP GRW4642883076421,679SH DFND1001,679
ISHARES TRNATIONAL MUN ETF4642884142,81023,975SH DFND10023,975
ISHARES TRMBS ETF4642885885364,865SH DFND1004,865
ISHARES TRMRGSTR SM CP GR4642886043591,184SH DFND1001,184
ISHARES TRINTRM GOV CR ETF4642886124173,545SH DFND1003,545
ISHARES TRISHS 5-10YR INVT4642886382854,605SH DFND1004,605
ISHARES TRSHORT TREAS BD4642886793172,870SH DFND1002,870
ISHARES TRPFD AND INCM SEC4642886871,21631,583SH DFND10031,583
ISHARES TRUS AER DEF ETF4642887602913,069SH DFND1003,069
ISHARES TRU.S. MED DVC ETF4642888108092,471SH DFND1002,471
ISHARES TREAFE GRWTH ETF4642888857217,142SH DFND1007,142
JOHNSON & JOHNSONCOM4781601042,17113,795SH DFND10013,795
LILLY ELI & COCOM5324571087854,650SH DFND1004,650
LOCKHEED MARTIN CORPCOM5398301097402,085SH DFND1002,085
LOWES COS INCCOM5486611078175,089SH DFND1005,089
MCDONALDS CORPCOM5801351018824,108SH DFND1004,108
MICROSOFT CORPCOM5949181044,15218,667SH DFND10018,667
MONMOUTH REAL ESTATE INVT COCL A60972010759234,181SH DFND10034,181
NEW YORK MTG TR INCCOM PAR $.0264960450119250,621SH DFND10050,621
NEWAGE INCCOM650194103530201,400SH DFND100201,400
NICE LTDSPONSORED ADR653656108247871SH DFND100871
NIKE INCCL B6541061034633,270SH DFND1003,270
PEPSICO INCCOM7134481081,1037,391SH DFND1007,391
PFIZER INCCOM71708110379221,524SH DFND10021,524
PHILIP MORRIS INTL INCCOM7181721095736,818SH DFND1006,818
PROCTER AND GAMBLE COCOM7427181091,53211,013SH DFND10011,013
PROGRESSIVE CORPCOM7433151032232,254SH DFND1002,254
QUALCOMM INCCOM7475251031,4239,343SH DFND1009,343
REAVES UTIL INCOME FDCOM SH BEN INT7561581011,27238,595SH DFND10038,595
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242013323,655SH DFND1003,655
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243001,2619,817SH DFND1009,817
SCHWAB STRATEGIC TRUS LCAP VA ETF80852440969011,586SH DFND10011,586
SCHWAB STRATEGIC TRUS SML CAP ETF8085246077898,871SH DFND1008,871
SILVERCREST METALS INCCOM82836310132729,250SH DFND10029,250
SOUTHERN COCOM8425871071,35222,008SH DFND10022,008
SOUTHWEST AIRLS COCOM8447411083537,583SH DFND1007,583
SQUARE INCCL A8522341032,51211,542SH DFND10011,542
STARBUCKS CORPCOM8552441093533,302SH DFND1003,302
STITCH FIX INCCOM CL A8608971073906,638SH DFND1006,638
STRYKER CORPORATIONCOM863667101228926SH DFND100926
TEKLA HEALTHCARE OPPORTUNITISHS87910510459028,945SH DFND10028,945
TEXAS INSTRS INCCOM8825081043061,862SH DFND1001,862
THERMO FISHER SCIENTIFIC INCCOM883556102341731SH DFND100731
TIMOTHY PLANHIG DV STK ETF88743232659122,825SH DFND10022,825
TIMOTHY PLANINTL ETF8874323342619,648SH DFND1009,648
TIMOTHY PLANUS LRGMD CP CORE88743235961820,012SH DFND10020,012
UNION PAC CORPCOM9078181083881,861SH DFND1001,861
UNITED PARCEL SERVICE INCCL B9113121068384,978SH DFND1004,978
UNITED RENTALS INCCOM911363109215927SH DFND100927
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088443,99428,294SH DFND10028,294
VANGUARD STAR FDSVG TL INTL STK F92190976862110,316SH DFND10010,316
VANGUARD WORLD FDMEGA GRWTH IND9219108168794,314SH DFND1004,314
VANGUARD WORLD FDMEGA CAP VAL ETF9219108402452,822SH DFND1002,822
VANGUARD WORLD FDMEGA CAP INDEX9219108732,39117,917SH DFND10017,917
VANGUARD BD INDEX FDSINTERMED TERM9219378192,58827,871SH DFND10027,871
VANGUARD BD INDEX FDSSHORT TRM BOND9219378274405,303SH DFND1005,303
VANGUARD BD INDEX FDSTOTAL BND MRKT9219378358,01590,879SH DFND10090,879
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385881517,254SH DFND10017,254
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464066,86374,998SH DFND10074,998
VANGUARD WHITEHALL FDSINTL HIGH ETF9219467943,26053,637SH DFND10053,637
VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427751,46125,041SH DFND10025,041
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285851910,355SH DFND10010,355
VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428662563,221SH DFND1003,221
VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428742764,576SH DFND1004,576
VANGUARD MUN BD FDSTAX EXEMPT BD92290774693416,930SH DFND10016,930
VANGUARD INDEX FDSS&P 500 ETF SHS92290836322,26364,777SH DFND10064,777
VANGUARD INDEX FDSMCAP GR IDXVIP9229085382621,233SH DFND1001,233
VANGUARD INDEX FDSSML CP GRW ETF922908595235879SH DFND100879
VANGUARD INDEX FDSMID CAP ETF9229086292,82413,658SH DFND10013,658
VANGUARD INDEX FDSLARGE CAP ETF9229086372411,369SH DFND1001,369
VANGUARD INDEX FDSEXTEND MKT ETF9229086522361,431SH DFND1001,431
VANGUARD INDEX FDSGROWTH ETF9229087365,51421,767SH DFND10021,767
VANGUARD INDEX FDSVALUE ETF9229087441,0558,868SH DFND1008,868
VANGUARD INDEX FDSSMALL CP ETF9229087519,37948,177SH DFND10048,177
VANGUARD INDEX FDSTOTAL STK MKT9229087694,02820,692SH DFND10020,692
WALMART INCCOM9311421032,19215,147SH DFND10015,147
WELLS FARGO CO NEWCOM94974610149616,446SH DFND10016,446
AT&T INCCOM00206R1021,46951,081SH DFND10051,081
ARK ETF TRINNOVATION ETF00214Q1046,24550,161SH DFND10050,161
ARK ETF TRAUTNMUS TECHNLGY00214Q2034986,531SH DFND1006,531
ARK ETF TRGENOMIC REV ETF00214Q3021,06511,425SH DFND10011,425
ARK ETF TRNEXT GNRTN INTER00214Q4011,2898,809SH DFND1008,809
ARK ETF TRFINTECH INNOVA00214Q7084859,748SH DFND1009,748
ABBVIE INCCOM00287Y1091,71516,001SH DFND10016,001
ACCELERATE DIAGNOSTICS INCCOM00430H1029212,140SH DFND10012,140
ADOBE SYSTEMS INCORPORATEDCOM00724F101349698SH DFND100698
AGEAGLE AERIAL SYS INC NEWCOM00848K10110016,669SH DFND10016,669
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102215922SH DFND100922
ALPHABET INCCAP STK CL C02079K1071,218695SH DFND100695
ALPHABET INCCAP STK CL A02079K305904516SH DFND100516
ALTRIA GROUP INCCOM02209S10344510,633SH DFND10010,633
AMERICAN TOWER CORP NEWCOM03027X1002931,299SH DFND1001,299
BABCOCK & WILCOX ENTERPRISESCOM05614L2094713,500SH DFND10013,500
BARCLAYS BANK PLCIPATH SHILR CAPE06742A6699455,305SH DFND1005,305
BLACKROCK INCCOM09247X101415577SH DFND100577
BLACKSTONE GROUP INCCOM CL A09260D1071,40721,717SH DFND10021,717
BOX INCCL A10316T10427115,009SH DFND10015,009
BROADCOM INCCOM11135F1018111,852SH DFND1001,852
B2GOLD CORPCOM11777Q209634113,150SH DFND100113,150
CHARTER COMMUNICATIONS INC NCL A16119P108221334SH DFND100334
CHEWY INCCL A16679L1093223,580SH DFND1003,580
CISCO SYS INCCOM17275R1021,22827,451SH DFND10027,451
COMCAST CORP NEWCL A20030N10161111,666SH DFND10011,666
CONSTELLATION BRANDS INCCL A21036P108207943SH DFND100943
CORNERSTONE TOTAL RETURN FDCOM21924U30020117,628SH DFND10017,628
COSTCO WHSL CORP NEWCOM22160K1051,1122,952SH DFND1002,952
CROWDSTRIKE HLDGS INCCL A22788C1051,8678,813SH DFND1008,813
DNP SELECT INCOME FD INCCOM23325P1042,032196,807SH DFND100196,807
DOMINION ENERGY INCCOM25746U1094415,867SH DFND1005,867
DUKE ENERGY CORP NEWCOM NEW26441C2044615,031SH DFND1005,031
DUPONT DE NEMOURS INCCOM26614N1022233,129SH DFND1003,129
ETF SER SOLUTIONSDEFIANCE NEXT26922A28979123,548SH DFND10023,548
ETF SER SOLUTIONSAPTUS DEFINED26922A38885929,262SH DFND10029,262
ETF SER SOLUTIONSAPTUS DRAWDOWN26922A7841,04028,823SH DFND10028,823
ETF MANAGERS TRPRIME CYBR SCRTY26924G2012704,689SH DFND1004,689
EATON VANCE TX ADV GLBL DIVCOM27828S1011,03956,952SH DFND10056,952
ENERGY TRANSFER LPCOM UT LTD PTN29273V10021935,370SH DFND10035,370
ESSENTIAL UTILS INCCOM29670G1023216,791SH DFND1006,791
ETSY INCCOM29786A1064212,366SH DFND1002,366
EXXON MOBIL CORPCOM30231G10259214,370SH DFND10014,370
FACEBOOK INCCL A30303M1021,2784,683SH DFND1004,683
FASTLY INCCL A31188V1003874,431SH DFND1004,431
FEDEX CORPCOM31428X1063321,278SH DFND1001,278
FIRST TR EXCHANGE TRADED FDCHINDIA ETF33733A1022404,070SH DFND1004,070
FIRST TR BICK INDEX FDCOM SHS33733H1072707,172SH DFND1007,172
FIRST TR VALUE LINE DIVID INSHS33734H1065,221148,876SH DFND100148,876
FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X10159111,615SH DFND10011,615
FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X1278210,348SH DFND10010,348
FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1761,18910,636SH DFND10010,636
FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1921,77918,718SH DFND10018,718
FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20042319,306SH DFND10019,306
FIRST TR EXCHANGE TRADED FDAUTO INDEX FD33734X3092104,053SH DFND1004,053
FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X84669715,714SH DFND10015,714
FIRST TR EXCHANGE TRADED FDINTL EQUITY OPP33734X8532042,958SH DFND1002,958
FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10185715,599SH DFND10015,599
FIRST TRUST LRGCP GWT ALPHADCOM SHS33735K1081,10811,466SH DFND10011,466
FIRST TR EXCH TRD ALPHDX FDEUROPE ALPHADEX33737J11768818,046SH DFND10018,046
FIRST TR EXCH TRD ALPHDX FDEMERG MKT ALPH33737J18235914,220SH DFND10014,220
FIRST TR EXCH TRD ALPHDX FDGERMANY ALPHA33737J1902394,665SH DFND1004,665
FIRST TR EXCH TRD ALPHDX FDSWITZLND ALPHA33737J2322514,162SH DFND1004,162
FIRST TR EXCHANGE TRADED FDINDXX NEXTG ETF33737K2055307,657SH DFND1007,657
FIRST TR EXCHANGE-TRADED ALPMID CP GR ALPH33737M1022523,849SH DFND1003,849
FIRST TR EXCHANGE-TRADED ALPSML CP GRW ALP33737M3002103,408SH DFND1003,408
FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY33738D10136017,190SH DFND10017,190
FIRST TR EXCHANGE-TRADED FDSENIOR LN FD33738D30973515,453SH DFND10015,453
FIRST TR EXCHANGE-TRADED FDFIRST TR TA HIYL33738D4082725,585SH DFND1005,585
FIRST TR EXCHANGE-TRADED FDMULTI ASSET DI33738R10061240,691SH DFND10040,691
FIRST TR EXCHANGE-TRADED FDNASD TECH DIV33738R1181,38628,015SH DFND10028,015
FIRST TR EXCHANGE-TRADED FDDORSEY WRT 5 ETF33738R60541110,151SH DFND10010,151
FIRST TR EXCHANGE-TRADED FDS&P INTL DIVID33738R68817410,699SH DFND10010,699
FIRST TR EXCHANGE-TRADED FDNASDAQ TRANSN33738R79540914,568SH DFND10014,568
FIRST TR EXCH TRADED FD IIIINSTL PFD SECS33739P85545922,513SH DFND10022,513
FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT33739Q2001,20423,395SH DFND10023,395
FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW33739Q40850,388839,249SH DFND100839,249
FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS33740F80595117,369SH DFND10017,369
FIRST TR EXCHNG TRADED FD VICBOE EQT BUFER33740F84765318,568SH DFND10018,568
FIRST TR EXCHNG TRADED FD VIVEST US BUFFER33740F86259017,000SH DFND10017,000
FIRST TR EXCHNG TRADED FD VILOW DUR STRTGC33740F87039619,363SH DFND10019,363
FRANKLIN LTD DURATION INCOMECOM35472T10119320,350SH DFND10020,350
GLOBAL X FDSRBTCS ARTFL INTE37954Y71534910,535SH DFND10010,535
GLOBAL X FDSLITHIUM BTRY ETF37954Y85569411,201SH DFND10011,201
INDEXIQ ETF TRIQ MRGR ARB ETF45409B8002758,051SH DFND1008,051
INTELLIA THERAPEUTICS INCCOM45826J10575413,867SH DFND10013,867
INVESCO EXCHANGE TRADED FD TAEROSPACE DEFN46137V1003625,340SH DFND1005,340
INVESCO EXCHANGE TRADED FD TS&P500 EQL HLT46137V332253966SH DFND100966
INVESCO EXCHANGE TRADED FD TNASDAQ INTERNT46137V5301,1004,820SH DFND1004,820
INVESCO EXCHANGE TRADED FD TDYNMC SEMICNDT46137V6472091,991SH DFND1001,991
INVESCO EXCHANGE TRADED FD TDWA CYCLICALS46137V8035607,366SH DFND1007,366
INVESCO EXCHANGE TRADED FD TDWA TECHNOLOGY46137V8116664,734SH DFND1004,734
INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V8372693,063SH DFND1003,063
INVESCO EXCHANGE TRADED FD TDWA INDLS MUMT46137V8456226,696SH DFND1006,696
INVESCO EXCHANGE TRADED FD TDWA HEALTHCARE46137V8525003,124SH DFND1003,124
INVESCO EXCH TRADED FD TR IIS&P 500 MOMNTM46138E3392033,830SH DFND1003,830
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E3541,05018,680SH DFND10018,680
INVESCO EXCH TRADED FD TR IIPFD ETF46138E51150433,025SH DFND10033,025
ISHARES SILVER TRISHARES46428Q1091,47560,030SH DFND10060,030
ISHARES TRUS TREAS BD ETF46429B26772526,625SH DFND10026,625
ISHARES TRCORE HIGH DV ETF46429B6637118,110SH DFND1008,110
ISHARES TRMSCI EAFE MIN VL46429B6891,19916,336SH DFND10016,336
ISHARES TRMSCI USA MIN VOL46429B6971,78226,248SH DFND10026,248
ISHARES U S ETF TRBLACKROCK ST MAT46431W5072234,443SH DFND1004,443
ISHARES TRMSCI USA QLT FCT46432F3396495,587SH DFND1005,587
ISHARES TRMSCI USA VALUE46432F3883674,228SH DFND1004,228
ISHARES TRCORE MSCI TOTAL46432F83487012,944SH DFND10012,944
ISHARES TRCORE MSCI EAFE46432F8421,01914,753SH DFND10014,753
ISHARES INCCORE MSCI EMKT46434G1035358,628SH DFND1008,628
ISHARES INCESG AWR MSCI EM46434G8633738,897SH DFND1008,897
ISHARES TRMSCI USA MULTIFT46434V2821,31834,975SH DFND10034,975
ISHARES TRCORE DIV GRWTH46434V62188919,833SH DFND10019,833
ISHARES TRBLACKROCK ULTRA46434V8782324,597SH DFND1004,597
ISHARES TRIBONDS DEC22 ETF46434VBA764025,040SH DFND10025,040
ISHARES TRIBONDS DEC21 ETF46434VBK589135,763SH DFND10035,763
ISHARES TRESG AWR MSCI USA46435G4251,44016,739SH DFND10016,739
JPMORGAN CHASE & COCOM46625H1001,96415,459SH DFND10015,459
J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q8372074,072SH DFND1004,072
JD.COM INCSPON ADR CL A47215P1063453,930SH DFND1003,930
KINDER MORGAN INC DELCOM49456B10138227,947SH DFND10027,947
MASTERCARD INCORPORATEDCL A57636Q1043641,020SH DFND1001,020
MERCADOLIBRE INCCOM58733R102395236SH DFND100236
MERCK & CO. INCCOM58933Y10587310,590SH DFND10010,590
NIO INCSPON ADS62914V1062154,418SH DFND1004,418
NETFLIX INCCOM64110L1061,8213,367SH DFND1003,367
NEXTERA ENERGY INCCOM65339F1013154,084SH DFND1004,084
NORTHERN LTS FD TR IVINTRNTINL ESG66538H41992329,807SH DFND10029,807
NORTHERN LTS FD TR IVINSPIRE 100ETF66538H5342827,714SH DFND1007,714
NORTHERN LTS FD TR IVINSPIRE CORP66538H63383831,534SH DFND10031,534
NUTANIX INCCL A67059N1082638,254SH DFND1008,254
NVIDIA CORPORATIONCOM67066G1041,7733,396SH DFND1003,396
NUVEEN S&P 500 BUY-WRITE INCCOM6706ER1011,02679,623SH DFND10079,623
NUVEEN CR STRATEGIES INCOMECOM SHS67073D1029815,500SH DFND10015,500
NUVEEN CORPORATE INCM NOVEMECOM67077N10651255,632SH DFND10055,632
ORACLE CORPCOM68389X1052483,836SH DFND1003,836
PPL CORPCOM69351T1062107,356SH DFND1007,356
PACER FDS TRTRENDP US LAR CP69374H1052678,168SH DFND1008,168
PACER FDS TRTRENDPILOT US BD69374H64239414,318SH DFND10014,318
PAYPAL HLDGS INCCOM70450Y1038453,607SH DFND1003,607
PELOTON INTERACTIVE INCCL A COM70614W1002731,798SH DFND1001,798
PIMCO ETF TRACTIVE BD ETF72201R7752111,860SH DFND1001,860
PIMCO ETF TRENHAN SHRT MA AC72201R8331,11010,872SH DFND10010,872
PINTEREST INCCL A72352L1062153,255SH DFND1003,255
PROSHARES TRONLINE RTL ETF74347B1692653,490SH DFND1003,490
PROSHARES TRS&P 500 DV ARIST74348A4672322,908SH DFND1002,908
RBB FD INCMFAM SMLCP GRWTH74933W87446812,157SH DFND10012,157
REGENERON PHARMACEUTICALSCOM75886F107246509SH DFND100509
SPDR S&P 500 ETF TRTR UNIT78462F1033,95410,547SH DFND10010,547
SPDR GOLD TRGOLD SHS78463V1075433,047SH DFND1003,047
SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X50944310,519SH DFND10010,519
SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X88960918,051SH DFND10018,051
SPDR SER TRWELLS FG PFD ETF78464A2922555,740SH DFND1005,740
SPDR SER TRAEROSPACE DEF78464A6317916,897SH DFND1006,897
SPDR SER TRS&P DIVID ETF78464A7635134,846SH DFND1004,846
SPDR SER TRS&P SEMICNDCTR78464A8622301,346SH DFND1001,346
SPDR SER TRS&P BIOTECH78464A8701,2648,978SH DFND1008,978
SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84884017,040SH DFND10017,040
SPDR DOW JONES INDL AVERAGEUT SER 178467X1092,7789,069SH DFND1009,069
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1071,5333,650SH DFND1003,650
SPDR SER TRNUVEEN BLMBRG SR78468R7392404,823SH DFND1004,823
SALESFORCE COM INCCOM79466L3028893,993SH DFND1003,993
SEA LTDSPONSORD ADS81141R1001,4177,120SH DFND1007,120
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20914,865131,035SH DFND100131,035
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084196,210SH DFND1006,210
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074092,543SH DFND1002,543
SELECT SECTOR SPDR TRENERGY81369Y50656514,901SH DFND10014,901
SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052197,436SH DFND1007,436
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7045245,922SH DFND1005,922
SELECT SECTOR SPDR TRTECHNOLOGY81369Y80310,99684,575SH DFND10084,575
SHOPIFY INCCL A82509L1073,0992,738SH DFND1002,738
SPROTT PHYSICAL GOLD TRUNIT85207H10475049,700SH DFND10049,700
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10133217,150SH DFND10017,150
SUNOCO LP/SUNOCO FIN CORPCOM UT REP LP86765K1092518,733SH DFND1008,733
TELADOC HEALTH INCCOM87918A1052271,136SH DFND1001,136
TESLA INCCOM88160R1011,9242,726SH DFND1002,726
THERATECHNOLOGIES INCCOM88338H1003514,000SH DFND10014,000
THE TRADE DESK INCCOM CL A88339J105286357SH DFND100357
3M COCOM88579Y1014152,375SH DFND1002,375
TRUIST FINL CORPCOM89832Q1092164,506SH DFND1004,506
TWILIO INCCL A90138F102274810SH DFND100810
UNITEDHEALTH GROUP INCCOM91324P1021,1443,265SH DFND1003,265
UNIVERSAL DISPLAY CORPCOM91347P1052701,173SH DFND1001,173
VALERO ENERGY CORPCOM91913Y1003526,228SH DFND1006,228
VANECK VECTORS ETF TRGOLD MINERS ETF92189F1062727,565SH DFND1007,565
VANECK VECTORS ETF TRVIDEO GAMING92189F1142683,825SH DFND1003,825
VANECK VECTORS ETF TRMORNINGSTAR WIDE92189F6431,71727,701SH DFND10027,701
VANECK VECTORS ETF TRSEMICONDUCTOR ET92189F6762411,101SH DFND1001,101
VANECK VECTORS ETF TRJR GOLD MINERS E92189F7912644,865SH DFND1004,865
VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4074778,140SH DFND1008,140
VANGUARD WORLD FDSCONSUM STP ETF92204A2073532,029SH DFND1002,029
VANGUARD WORLD FDSHEALTH CAR ETF92204A5042301,027SH DFND1001,027
VANGUARD WORLD FDSINF TECH ETF92204A7026871,941SH DFND1001,941
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4095336,399SH DFND1006,399
VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6641,0036,340SH DFND1006,340
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8708769,019SH DFND1009,019
VERIZON COMMUNICATIONS INCCOM92343V1041,48125,217SH DFND10025,217
VICTORY PORTFOLIOS IIVCSHS US EQ INCM92647N8241,08120,080SH DFND10020,080
VICTORY PORTFOLIOS IIVCSHS US LRG CAP92647N86558112,323SH DFND10012,323
VICTORY PORTFOLIOS IIVCSHS US SMCP HG92647N8734569,124SH DFND1009,124
VICTORY PORTFOLIOS IIVCSHS INTL HG DV92647N88141513,940SH DFND10013,940
VISA INCCOM CL A92826C8397733,534SH DFND1003,534
WISDOMTREE TRCLOUD COMPUTNG97717Y6913346,243SH DFND1006,243
ZSCALER INCCOM98980G1022121,062SH DFND1001,062
ZOOM VIDEO COMMUNICATIONS INCL A98980L1011,2073,579SH DFND1003,579
ACCENTURE PLC IRELANDSHS CLASS AG1151C1013201,225SH DFND1001,225
JAZZ PHARMACEUTICALS PLCSHS USDG508711053061,854SH DFND1001,854
MARVELL TECHNOLOGY GROUP LTDORDG5876H1052204,612SH DFND1004,612
MEDTRONIC PLCSHSG5960L1033112,643SH DFND1002,643
TRINSEO S ASHSL9340P1011,01519,819SH DFND10019,819