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SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:09-30-2020
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:StoneX Group Inc.
Address:155 East 44th Street
Suite 900
New York, NY  10017
Form 13F File Number:028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:John Calvano
Title:CCO, SA Stone Investment Advisors Inc.
Phone:205-414-3367
Signature, Place, and Date of Signing:
John CalvanoBirmingham,  AL11-12-2020
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:1
Form 13F Information Table Entry Total:0
Form 13F Information Table Value Total:0
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-17766SA Stone Investment Advisors Inc.
SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ZOOM VIDEO COMMUNICATIONS INCL A98980L1011,6913,596SH DFND1003,596
WELLS FARGO CO NEWPERP PFD CNV A949746804953710SH DFND100710
WELLS FARGO CO NEWCOM94974610139916,983SH DFND10016,983
WASTE MGMT INC DELCOM94106L1092031,790SH DFND1001,790
WALMART INCCOM9311421031,94313,884SH DFND10013,884
VISA INCCOM CL A92826C8396453,226SH DFND1003,226
VIRGIN GALACTIC HOLDINGS INCCOM92766K10621211,006SH DFND10011,006
VICTORY PORTFOLIOS IIVCSHS INTL HG DV92647N88141516,072SH DFND10016,072
VICTORY PORTFOLIOS IIVCSHS US EQ INCM92647N82494920,026SH DFND10020,026
VICTORY PORTFOLIOS IIVCSHS US SMCP HG92647N8733519,305SH DFND1009,305
VICTORY PORTFOLIOS IIVCSHS US LRG CAP92647N86549812,306SH DFND10012,306
VERIZON COMMUNICATIONS INCCOM92343V1041,29321,742SH DFND10021,742
VANGUARD WORLD FDSINF TECH ETF92204A7025951,910SH DFND1001,910
VANGUARD WORLD FDSHEALTH CAR ETF92204A5042081,022SH DFND1001,022
VANGUARD WORLD FDSCONSUM STP ETF92204A2073111,906SH DFND1001,906
VANGUARD WORLD FDMEGA GRWTH IND9219108166063,267SH DFND1003,267
VANGUARD WORLD FDMEGA CAP INDEX9219108732,00916,757SH DFND10016,757
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464065,57568,886SH DFND10068,886
VANGUARD WHITEHALL FDSINTL HIGH ETF9219467942,59049,742SH DFND10049,742
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF9219438584089,974SH DFND1009,974
VANGUARD STAR FDSVG TL INTL STK F9219097685159,867SH DFND1009,867
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088443,71728,766SH DFND10028,766
VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6646715,545SH DFND1005,545
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8706997,296SH DFND1007,296
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4094705,674SH DFND1005,674
VANGUARD MUN BD FDSTAX EXEMPT BD92290774684815,579SH DFND10015,579
VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428662263,327SH DFND1003,327
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428584249,803SH DFND1009,803
VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427751,27925,346SH DFND10025,346
VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428742404,586SH DFND1004,586
VANGUARD INDEX FDSMID CAP ETF9229086292,25912,819SH DFND10012,819
VANGUARD INDEX FDSLARGE CAP ETF9229086372141,367SH DFND1001,367
VANGUARD INDEX FDSVALUE ETF9229087449469,050SH DFND1009,050
VANGUARD INDEX FDSS&P 500 ETF SHS92290836312,64640,939SH DFND10040,939
VANGUARD INDEX FDSMCAP GR IDXVIP9229085382331,296SH DFND1001,296
VANGUARD INDEX FDSTOTAL STK MKT9229087693,45220,271SH DFND10020,271
VANGUARD INDEX FDSGROWTH ETF9229087364,70720,681SH DFND10020,681
VANGUARD INDEX FDSSMALL CP ETF9229087514,15026,985SH DFND10026,985
VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4074547,810SH DFND1007,810
VANGUARD BD INDEX FDSINTERMED TERM9219378191,51316,189SH DFND10016,189
VANGUARD BD INDEX FDSTOTAL BND MRKT9219378357,25482,221SH DFND10082,221
VANGUARD BD INDEX FDSSHORT TRM BOND9219378274465,375SH DFND1005,375
VANECK VECTORS ETF TRGOLD MINERS ETF92189F1063829,757SH DFND1009,757
VANECK VECTORS ETF TRMORNINGSTAR WIDE92189F6431,41425,909SH DFND10025,909
VALERO ENERGY CORPCOM91913Y1002465,686SH DFND1005,686
UNIVERSAL DISPLAY CORPCOM91347P1052121,173SH DFND1001,173
UNITEDHEALTH GROUP INCCOM91324P1029012,889SH DFND1002,889
UNITED PARCEL SERVICE INCCL B9113121066884,129SH DFND1004,129
UNION PAC CORPCOM9078181082681,362SH DFND1001,362
TRINSEO S ASHSL9340P10160423,568SH DFND10023,568
TIMOTHY PLANUS LRGMD CP CORE88743235959222,069SH DFND10022,069
TIMOTHY PLANHIG DV STK ETF88743232652422,875SH DFND10022,875
THERMO FISHER SCIENTIFIC INCCOM883556102261590SH DFND100590
THERATECHNOLOGIES INCCOM88338H1003114,000SH DFND10014,000
TEXAS INSTRS INCCOM8825081042461,721SH DFND1001,721
TESLA INCCOM88160R1019212,146SH DFND1002,146
TERADATA CORP DELCOM88076W1032119,295SH DFND1009,295
SUNOCO LP/SUNOCO FIN CORPCOM UT REP LP86765K1092088,538SH DFND1008,538
STARBUCKS CORPCOM8552441092492,896SH DFND1002,896
SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84881016,434SH DFND10016,434
SQUARE INCCL A8522341031,82611,234SH DFND10011,234
SPROTT PHYSICAL GOLD TRUNIT85207H10447631,600SH DFND10031,600
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10127715,100SH DFND10015,100
SPDR SER TRS&P DIVID ETF78464A7633663,958SH DFND1003,958
SPDR SER TRNUVEEN BLMBRG SR78468R7392484,966SH DFND1004,966
SPDR SER TRNUVEEN BBG BRCLY78464A2844077,163SH DFND1007,163
SPDR SER TRS&P BIOTECH78464A8709908,884SH DFND1008,884
SPDR SER TRAEROSPACE DEF78464A6316197,084SH DFND1007,084
SPDR S&P 500 ETF TRTR UNIT78462F1032,2406,664SH DFND1006,664
SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X88940713,924SH DFND10013,924
SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X5093118,502SH DFND1008,502
SPDR GOLD TRGOLD SHS78463V1074612,604SH DFND1002,604
SPDR DOW JONES INDL AVERAGEUT SER 178467X1092,2678,152SH DFND1008,152
SOUTHWEST AIRLS COCOM8447411082245,983SH DFND1005,983
SOUTHERN COCOM8425871071,16721,515SH DFND10021,515
SILVERCREST METALS INCCOM82836310111914,000SH DFND10014,000
SHOPIFY INCCL A82509L1072,7692,707SH DFND1002,707
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4074012,728SH DFND1002,728
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083415,318SH DFND1005,318
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8033,64831,275SH DFND10031,275
SELECT SECTOR SPDR TRENERGY81369Y50632010,687SH DFND10010,687
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044495,836SH DFND1005,836
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2093,06329,051SH DFND10029,051
SEA LTDSPONSORD ADS81141R1001,5399,994SH DFND1009,994
SCHWAB STRATEGIC TRUS SML CAP ETF8085246076128,951SH DFND1008,951
SCHWAB STRATEGIC TRUS LCAP VA ETF80852440960611,618SH DFND10011,618
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242012162,682SH DFND1002,682
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243001,1379,873SH DFND1009,873
SALESFORCE COM INCCOM79466L3027923,153SH DFND1003,153
REGENERON PHARMACEUTICALSCOM75886F107282504SH DFND100504
REAVES UTIL INCOME FDCOM SH BEN INT7561581011,00332,042SH DFND10032,042
RBB FD INCMFAM SMLCP GRWTH74933W8742668,646SH DFND1008,646
QUALCOMM INCCOM7475251039718,250SH DFND1008,250
PROSHARES TRS&P 500 DV ARIST74348A4673985,520SH DFND1005,520
PROGRESSIVE CORPCOM7433151032122,235SH DFND1002,235
PROCTER AND GAMBLE COCOM7427181091,39010,004SH DFND10010,004
PIMCO ETF TRENHAN SHRT MA AC72201R8331,07410,536SH DFND10010,536
PIMCO ETF TRACTIVE BD ETF72201R7752101,864SH DFND1001,864
PHILIP MORRIS INTL INCCOM7181721095126,718SH DFND1006,718
PFIZER INCCOM71708110359716,273SH DFND10016,273
PEPSICO INCCOM7134481089737,021SH DFND1007,021
PAYPAL HLDGS INCCOM70450Y1035062,569SH DFND1002,569
PACER FDS TRTRENDP US LAR CP69374H1052056,926SH DFND1006,926
PACER FDS TRTRENDPILOT US BD69374H64228110,776SH DFND10010,776
ORACLE CORPCOM68389X1052223,725SH DFND1003,725
NVIDIA CORPORATIONCOM67066G1041,7623,257SH DFND1003,257
NUVEEN S&P 500 BUY-WRITE INCCOM6706ER10195382,887SH DFND10082,887
NUVEEN HIGH INCOME 2020 TARGCOM67075L10211912,550SH DFND10012,550
NUVEEN CORPORATE INCM NOVEMECOM67077N10649955,610SH DFND10055,610
NUTANIX INCCL A67059N10830713,823SH DFND10013,823
NORTHERN LTS FD TR IVINTRNTINL ESG66538H4191,09543,093SH DFND10043,093
NORTHERN LTS FD TR IVINSPIRE CORP66538H63371827,266SH DFND10027,266
NIKE INCCL B6541061032832,253SH DFND1002,253
NEXTERA ENERGY INCCOM65339F101228822SH DFND100822
NEWAGE INCCOM650194103329189,900SH DFND100189,900
NEW YORK MTG TR INCCOM PAR $.0264960450111342,872SH DFND10042,872
NETFLIX INCCOM64110L1061,7163,431SH DFND1003,431
MONMOUTH REAL ESTATE INVT COCL A60972010747334,178SH DFND10034,178
MICROSOFT CORPCOM5949181043,46316,464SH DFND10016,464
MERCK & CO. INCCOM58933Y1057739,255SH DFND1009,255
MERCADOLIBRE INCCOM58733R102200185SH DFND100185
MEDTRONIC PLCSHSG5960L1032522,413SH DFND1002,413
MCDONALDS CORPCOM5801351018213,739SH DFND1003,739
MASTERCARD INCORPORATEDCL A57636Q1043511,038SH DFND1001,038
LOWES COS INCCOM5486611076964,193SH DFND1004,193
LOCKHEED MARTIN CORPCOM5398301097351,917SH DFND1001,917
LILLY ELI & COCOM5324571086474,373SH DFND1004,373
KINDER MORGAN INC DELCOM49456B10137030,018SH DFND10030,018
JPMORGAN CHASE & COCOM46625H1001,45315,095SH DFND10015,095
JOHNSON & JOHNSONCOM4781601041,88512,659SH DFND10012,659
JD.COM INCSPON ADR CL A47215P1062783,583SH DFND1003,583
JAZZ PHARMACEUTICALS PLCSHS USDG508711052641,854SH DFND1001,854
J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q8372795,492SH DFND1005,492
ISHARES U S ETF TRSHT MAT BD ETF46431W5072464,905SH DFND1004,905
ISHARES TR10-20 YR TRS ETF4642886533191,914SH DFND1001,914
ISHARES TRSHORT TREAS BD4642886793182,870SH DFND1002,870
ISHARES TRCORE HIGH DV ETF46429B6636738,363SH DFND1008,363
ISHARES TRIBOXX INV CP ETF4642872426815,058SH DFND1005,058
ISHARES TR20 YR TR BD ETF4642874325283,236SH DFND1003,236
ISHARES TRMRGSTR SM CP GR4642886042911,225SH DFND1001,225
ISHARES TRGLOBAL TECH ETF4642872912891,096SH DFND1001,096
ISHARES TRRUSSELL 2000 ETF4642876557114,745SH DFND1004,745
ISHARES TRCORE DIV GRWTH46434V62171517,969SH DFND10017,969
ISHARES TRS&P 500 VAL ETF4642874087196,390SH DFND1006,390
ISHARES TRBARCLAYS 7 10 YR4642874406705,501SH DFND1005,501
ISHARES TRMSCI EMG MKT ETF4642872343247,352SH DFND1007,352
ISHARES TREAFE GRWTH ETF4642888853604,006SH DFND1004,006
ISHARES TRMSCI EAFE ETF46428746575511,869SH DFND10011,869
ISHARES TR1 3 YR TREAS BD4642874575055,836SH DFND1005,836
ISHARES TRU.S. MED DVC ETF4642888106302,103SH DFND1002,103
ISHARES TRESG AWR MSCI USA46435G42580510,557SH DFND10010,557
ISHARES TRULTR SH TRM BD46434V8782585,111SH DFND1005,111
ISHARES TRRUS 1000 GRW ETF4642876142541,171SH DFND1001,171
ISHARES TRIBONDS DEC21 ETF46434VBK536914,717SH DFND10014,717
ISHARES TRTRANS AVG ETF4642871922501,259SH DFND1001,259
ISHARES TRINTRM GOV CR ETF4642886124603,909SH DFND1003,909
ISHARES TRUS TREAS BD ETF46429B26782629,543SH DFND10029,543
ISHARES TR3 7 YR TREAS BD4642886612471,850SH DFND1001,850
ISHARES TRMSCI USA QLT FCT46432F3398748,427SH DFND1008,427
ISHARES TRMBS ETF4642885883353,035SH DFND1003,035
ISHARES TRRUS MD CP GR ETF4642874818845,116SH DFND1005,116
ISHARES TRRUS 2000 GRW ETF4642876489924,477SH DFND1004,477
ISHARES TRU.S. PHARMA ETF4642888362341,430SH DFND1001,430
ISHARES TRMSCI EAFE MIN VL46429B6891,07815,829SH DFND10015,829
ISHARES TRCORE S&P500 ETF46428720011,83635,221SH DFND10035,221
ISHARES TRMSCI USA MULTIFT46434V2821,09332,909SH DFND10032,909
ISHARES TRCORE S&P TTL STK4642871501,17015,505SH DFND10015,505
ISHARES TRCORE MSCI EAFE46432F8421,17419,470SH DFND10019,470
ISHARES TRRUS 1000 VAL ETF4642875982241,893SH DFND1001,893
ISHARES TRPFD AND INCM SEC4642886871,20132,938SH DFND10032,938
ISHARES TRIBOXX HI YD ETF4642885132192,605SH DFND1002,605
ISHARES TRRUS MID CAP ETF4642874992183,804SH DFND1003,804
ISHARES TRUS AER DEF ETF4642887603922,477SH DFND1002,477
ISHARES TRRUS 1000 ETF4642876224352,327SH DFND1002,327
ISHARES TRISHS 5-10YR INVT4642886382133,495SH DFND1003,495
ISHARES TRS&P 500 GRWT ETF4642873091,8808,137SH DFND1008,137
ISHARES TRMRGSTR MD CP GRW4642883074681,459SH DFND1001,459
ISHARES TRMSCI USA MIN VOL46429B6971,90329,857SH DFND10029,857
ISHARES TRNATIONAL MUN ETF4642884142,05217,697SH DFND10017,697
ISHARES TRU.S. REAL ES ETF4642877394125,160SH DFND1005,160
ISHARES TRCORE US AGGBD ET4642872264,31336,534SH DFND10036,534
ISHARES TRCORE S&P SCP ETF4642878045,52178,614SH DFND10078,614
ISHARES TRCORE S&P MCP ETF4642875076,17133,299SH DFND10033,299
ISHARES TR0-5 YR TIPS ETF46429B7472071,994SH DFND1001,994
ISHARES TRCORE MSCI TOTAL46432F8345168,839SH DFND1008,839
ISHARES SILVER TRISHARES46428Q1092089,598SH DFND1009,598
ISHARES INCCORE MSCI EMKT46434G1034458,432SH DFND1008,432
ISHARES INCMSCI EMERG MRKT4642865332324,200SH DFND1004,200
ISHARES INCESG AWR MSCI EM46434G8632065,772SH DFND1005,772
ISHARES GOLD TRUSTISHARES46428510544724,828SH DFND10024,828
INVESCO TR INVT GRADE MUNSCOM46131M10613410,822SH DFND10010,822
INVESCO EXCHANGE TRADED FD TS&P500 EQL HLT46137V332227966SH DFND100966
INVESCO EXCHANGE TRADED FD TAEROSPACE DEFN46137V1002985,340SH DFND1005,340
INVESCO EXCHANGE TRADED FD TDWA CYCLICALS46137V8034687,366SH DFND1007,366
INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V8372292,999SH DFND1002,999
INVESCO EXCHANGE TRADED FD TDWA HEALTHCARE46137V8524653,424SH DFND1003,424
INVESCO EXCHANGE TRADED FD TDWA TECHNOLOGY46137V8115214,734SH DFND1004,734
INVESCO EXCHANGE TRADED FD TS&P500 BUY WRT46137V39929715,499SH DFND10015,499
INVESCO EXCHANGE TRADED FD TDWA INDLS MUMT46137V8455116,696SH DFND1006,696
INVESCO EXCH TRD SLF IDX FDBULSHS 2020 CB46138J50236016,986SH DFND10016,986
INVESCO EXCH TRADED FD TR IIS&P 500 MOMNTM46138E3392274,550SH DFND1004,550
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E35481615,214SH DFND10015,214
INVESCO EXCH TRADED FD TR IIDWA EMERG MKTS46138E86721210,986SH DFND10010,986
INVESCO EXCH TRADED FD TR IIPFD ETF46138E51138125,859SH DFND10025,859
INVESCO EXCH TRADED FD TR IIDWA DEV MKTS46138E8752307,421SH DFND1007,421
INTERNATIONAL PAPER COCOM4601461032546,259SH DFND1006,259
INTERNATIONAL BUSINESS MACHSCOM4592001019898,132SH DFND1008,132
INTELLIA THERAPEUTICS INCCOM45826J10528614,382SH DFND10014,382
INTEL CORPCOM45814010054810,575SH DFND10010,575
INFOSYS LTDSPONSORED ADR45678810872852,728SH DFND10052,728
INDEXIQ ETF TRIQ MRGR ARB ETF45409B8002286,777SH DFND1006,777
HUMANA INCCOM444859102205494SH DFND100494
HONEYWELL INTL INCCOM4385161063442,091SH DFND1002,091
HOME DEPOT INCCOM4370761021,6645,991SH DFND1005,991
GREENBRIER COS INCCOM3936571012177,380SH DFND1007,380
GLOBAL X FDSLITHIUM BTRY ETF37954Y85543410,836SH DFND10010,836
GLOBAL X FDSRBTCS ARTFL INTE37954Y7152077,435SH DFND1007,435
GENPREX INCCOM37244610411835,150SH DFND10035,150
GENERAL MLS INCCOM3703341042654,293SH DFND1004,293
GENERAL ELECTRIC COCOM36960410317427,912SH DFND10027,912
FORD MTR CO DELCOM34537086016624,907SH DFND10024,907
FIRST TRUST LRGCP GWT ALPHADCOM SHS33735K1081,13913,570SH DFND10013,570
FIRST TR VALUE LINE DIVID INSHS33734H1064,769151,598SH DFND100151,598
FIRST TR NASDAQ 100 TECH INDSHS3373451026965,935SH DFND1005,935
FIRST TR NAS100 EQ WEIGHTEDSHS3373441052302,660SH DFND1002,660
FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1014479,581SH DFND1009,581
FIRST TR EXCHNG TRADED FD VICBOE EQT BUFER33740F8471,17235,991SH DFND10035,991
FIRST TR EXCHNG TRADED FD VIVEST US BUFFER33740F86254917,000SH DFND10017,000
FIRST TR EXCHNG TRADED FD VILOW DUR STRTGC33740F87033816,615SH DFND10016,615
FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS33740F80582114,912SH DFND10014,912
FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY33738D10132116,867SH DFND10016,867
FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT33739Q2001,09921,270SH DFND10021,270
FIRST TR EXCHANGE-TRADED FDMULTI ASSET DI33738R10053439,703SH DFND10039,703
FIRST TR EXCHANGE-TRADED FDFIRST TR TA HIYL33738D4082455,193SH DFND1005,193
FIRST TR EXCHANGE-TRADED FDNASD TECH DIV33738R11898322,448SH DFND10022,448
FIRST TR EXCHANGE-TRADED FDNASDAQ TRANSN33738R79529712,742SH DFND10012,742
FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW33739Q40811,318188,462SH DFND100188,462
FIRST TR EXCHANGE-TRADED FDSENIOR LN FD33738D30967514,661SH DFND10014,661
FIRST TR EXCHANGE-TRADED FDDORSEY WRT 5 ETF33738R60535410,371SH DFND10010,371
FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201034304,450SH DFND1004,450
FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X1275810,310SH DFND10010,310
FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20031617,710SH DFND10017,710
FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1921,49018,989SH DFND10018,989
FIRST TR EXCHANGE TRADED FDINDXX NEXTG ETF33737K2054167,028SH DFND1007,028
FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X84648513,947SH DFND10013,947
FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X10146010,822SH DFND10010,822
FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X17693610,300SH DFND10010,300
FIRST TR EXCH TRD ALPHDX FDEMERG MKT ALPH33737J18228513,159SH DFND10013,159
FIRST TR EXCH TRD ALPHDX FDEUROPE ALPHADEX33737J11745513,685SH DFND10013,685
FIRST TR EXCH TRD ALPHDX FDGERMANY ALPHA33737J1902084,693SH DFND1004,693
FIRST TR EXCH TRD ALPHDX FDSWITZLND ALPHA33737J2322254,187SH DFND1004,187
FIRST TR EXCH TRADED FD IIIINSTL PFD SECS33739P85543622,513SH DFND10022,513
FIRST TR BICK INDEX FDCOM SHS33733H1072107,209SH DFND1007,209
FIDELITY COVINGTON TRUSTMSCI HLTH CARE I3160926004,35482,784SH DFND10082,784
FIDELITY COMWLTH TRNDQ CP IDX TRK315912808361831SH DFND100831
FASTLY INCCL A31188V1003954,221SH DFND1004,221
FACEBOOK INCCL A30303M1021,2104,620SH DFND1004,620
EXXON MOBIL CORPCOM30231G10243212,592SH DFND10012,592
ETSY INCCOM29786A1062492,045SH DFND1002,045
ETF SER SOLUTIONSDEFIANCE NEXT26922A28965122,850SH DFND10022,850
ETF SER SOLUTIONSAPTUS DRAWDOWN26922A78498129,139SH DFND10029,139
ETF SER SOLUTIONSAPTUS DEFINED26922A38888428,694SH DFND10028,694
ETF MANAGERS TRPRIME CYBR SCRTY26924G2012144,589SH DFND1004,589
ESSENTIAL UTILS INCCOM29670G1022716,731SH DFND1006,731
ENERGY TRANSFER LPCOM UT LTD PTN29273V10015428,421SH DFND10028,421
EMERSON ELEC COCOM2910111043024,612SH DFND1004,612
EATON VANCE TX ADV GLBL DIVCOM27828S10185357,371SH DFND10057,371
EATON VANCE MUNI INCOME TRUSSH BEN INT27826U10816012,493SH DFND10012,493
EATON CORP PLCSHSG291831032892,835SH DFND1002,835
DUKE ENERGY CORP NEWCOM NEW26441C2046357,173SH DFND1007,173
DOW INCCOM2605571034299,110SH DFND1009,110
DOMINION ENERGY INCCOM25746U1094906,213SH DFND1006,213
DOLLAR GEN CORP NEWCOM256677105202964SH DFND100964
DOCUSIGN INCCOM2561631062221,030SH DFND1001,030
DNP SELECT INCOME FD INCCOM23325P1042,094207,240SH DFND100207,240
DISNEY WALT COCOM DISNEY2546871061,0748,656SH DFND1008,656
DISCOVER FINL SVCSCOM2547091082524,367SH DFND1004,367
DEERE & COCOM244199105209940SH DFND100940
CVS HEALTH CORPCOM1266501005058,639SH DFND1008,639
CUMMINS INCCOM2310211064962,351SH DFND1002,351
CSX CORPCOM1264081033844,939SH DFND1004,939
CROWDSTRIKE HLDGS INCCL A22788C1051,46910,699SH DFND10010,699
COSTCO WHSL CORP NEWCOM22160K1059642,716SH DFND1002,716
CORNING INCCOM21935010540912,620SH DFND10012,620
CONSTELLATION BRANDS INCCL A21036P1082391,262SH DFND1001,262
CONSOLIDATED EDISON INCCOM2091151042483,192SH DFND1003,192
COMCAST CORP NEWCL A20030N10146710,100SH DFND10010,100
COHEN & STEERS QUALITY INCOMCOM19247L10615213,678SH DFND10013,678
COCA COLA COCOM1912161004959,946SH DFND1009,946
CISCO SYS INCCOM17275R1021,06226,965SH DFND10026,965
CHEVRON CORP NEWCOM1667641005137,125SH DFND1007,125
CHARTER COMMUNICATIONS INC NCL A16119P108209335SH DFND100335
CATERPILLAR INC DELCOM1491231012871,921SH DFND1001,921
BROADCOM INCCOM11135F1016441,768SH DFND1001,768
BRISTOL-MYERS SQUIBB CORIGHT 99/99/99991101221574218,885SH DFND10018,885
BRISTOL-MYERS SQUIBB COCOM1101221081,00716,708SH DFND10016,708
BP PLCSPONSORED ADR05562210423113,235SH DFND10013,235
BOX INCCL A10316T10442324,339SH DFND10024,339
BOEING COCOM0970231057984,831SH DFND1004,831
BLACKSTONE GROUP INCCOM CL A09260D1071,13321,705SH DFND10021,705
BLACKROCK INCCOM09247X101326579SH DFND100579
BK OF AMERICA CORP7.25%CNV PFD L060505682937623SH DFND100623
BK OF AMERICA CORPCOM06050510448420,099SH DFND10020,099
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,0254,814SH DFND1004,814
BARCLAYS BANK PLCIPATH SHILR CAPE06742A6697644,899SH DFND1004,899
BABCOCK & WILCOX ENTERPRISESCOM05614L2094318,500SH DFND10018,500
B2GOLD CORPCOM11777Q20957587,650SH DFND10087,650
AT&T INCCOM00206R1021,36747,954SH DFND10047,954
ARK ETF TRNEXT GNRTN INTER00214Q4018077,431SH DFND1007,431
ARK ETF TRFINTECH INNOVA00214Q7083248,160SH DFND1008,160
ARK ETF TRGENOMIC REV ETF00214Q3025548,703SH DFND1008,703
ARK ETF TRAUTNMUS TECHNLGY00214Q2033506,098SH DFND1006,098
ARK ETF TRINNOVATION ETF00214Q1043,87842,149SH DFND10042,149
APPLE INCCOM03783310010,77293,038SH DFND10093,038
AMGEN INCCOM0311621001,1674,592SH DFND1004,592
AMETEK INCCOM0311001003,82038,428SH DFND10038,428
AMERICAN TOWER CORP NEWCOM03027X1003861,591SH DFND1001,591
AMAZON COM INCCOM0231351067,4502,366SH DFND1002,366
ALTRIA GROUP INCCOM02209S10342810,843SH DFND10010,843
ALPHABET INCCAP STK CL A02079K305582397SH DFND100397
ALPHABET INCCAP STK CL C02079K107992675SH DFND100675
ALBEMARLE CORPCOM0126531013433,821SH DFND1003,821
ADOBE SYSTEMS INCORPORATEDCOM00724F101318648SH DFND100648
ACCENTURE PLC IRELANDSHS CLASS AG1151C1012981,321SH DFND1001,321
ACCELERATE DIAGNOSTICS INCCOM00430H10212912,140SH DFND10012,140
ABBVIE INCCOM00287Y1091,33715,260SH DFND10015,260
ABBOTT LABSCOM0028241004914,508SH DFND1004,508
3M COCOM88579Y1013472,164SH DFND1002,164