View:
Download DOC
Download PDF
Download XLS
SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:06-30-2020
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:StoneX Group Inc.
Address:155 East 44th Street
Suite 900
New York, NY  10017
Form 13F File Number:028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:John Calvano
Title:CCO, SA Stone Investment Advisors Inc.
Phone:205-414-3367
Signature, Place, and Date of Signing:
John CalvanoBirmingham,  AL08-12-2020
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:1
Form 13F Information Table Entry Total:0
Form 13F Information Table Value Total:0
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-17766SA Stone Investment Advisors Inc.
SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBOTT LABSCOM0028241003393,712SH DFND1003,712
ALBEMARLE CORPCOM0126531013073,960SH DFND1003,960
AMAZON COM INCCOM0231351066,2242,256SH DFND1002,256
AMETEK INCCOM0311001003,43438,428SH DFND10038,428
AMGEN INCCOM0311621001,0074,270SH DFND1004,270
APPLE INCCOM0378331007,41620,329SH DFND10020,329
BP PLCSPONSORED ADR05562210424110,345SH DFND10010,345
BK OF AMERICA CORPCOM06050510450121,105SH DFND10021,105
BK OF AMERICA CORP7.25%CNV PFD L060505682789580SH DFND100580
BERKSHIRE HATHAWAY INC DELCL B NEW0846707028784,916SH DFND1004,916
BOEING COCOM0970231059405,126SH DFND1005,126
BRISTOL-MYERS SQUIBB COCOM11012210893715,929SH DFND10015,929
BRISTOL-MYERS SQUIBB CORIGHT 99/99/99991101221576818,885SH DFND10018,885
CSX CORPCOM1264081033474,973SH DFND1004,973
CVS HEALTH CORPCOM1266501005448,375SH DFND1008,375
CATERPILLAR INC DELCOM1491231012041,615SH DFND1001,615
CHEVRON CORP NEWCOM1667641005295,924SH DFND1005,924
COCA COLA COCOM1912161004479,930SH DFND1009,930
CORNING INCCOM21935010535013,517SH DFND10013,517
CUMMINS INCCOM2310211064262,456SH DFND1002,456
DISNEY WALT COCOM DISNEY2546871069608,612SH DFND1008,612
DISCOVER FINL SVCSCOM2547091082254,491SH DFND1004,491
DOW INCCOM2605571033458,463SH DFND1008,463
EMERSON ELEC COCOM2910111042614,212SH DFND1004,212
FIDELITY COMWLTH TRNDQ CP IDX TRK315912808343877SH DFND100877
FIDELITY COVINGTON TRMSCI HLTH CARE I3160926003,84077,148SH DFND10077,148
FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201035576,646SH DFND1006,646
FIRST TR NAS100 EQ WEIGHTEDSHS3373441052182,725SH DFND1002,725
FIRST TRUST PORTFOLIOS LPSHS3373451026325,792SH DFND1005,792
FORD MTR CO DELCOM34537086016627,321SH DFND10027,321
GENERAL ELECTRIC COCOM36960410315722,903SH DFND10022,903
GENERAL MLS INCCOM3703341042734,432SH DFND1004,432
GENPREX INCCOM37244610411035,150SH DFND10035,150
GREENBRIER COS INCCOM39365710124810,880SH DFND10010,880
HOME DEPOT INCCOM4370761021,2945,166SH DFND1005,166
HONEYWELL INTL INCCOM4385161062671,848SH DFND1001,848
INFOSYS LTDSPONSORED ADR45678810852253,344SH DFND10053,344
INTEL CORPCOM45814010060910,185SH DFND10010,185
INTERNATIONAL BUSINESS MACHSCOM4592001018777,261SH DFND1007,261
ISHARES GOLD TRUSTISHARES46428510541524,430SH DFND10024,430
ISHARES INCMIN VOL EMRG MKT4642865332134,097SH DFND1004,097
ISHARES TRCORE S&P TTL STK46428715092913,382SH DFND10013,382
ISHARES TRTIPS BD ETF4642871762101,707SH DFND1001,707
ISHARES TRCORE S&P500 ETF46428720010,48333,851SH DFND10033,851
ISHARES TRCORE US AGGBD ET4642872263,47329,377SH DFND10029,377
ISHARES TRMSCI EMG MKT ETF4642872343077,689SH DFND1007,689
ISHARES TRIBOXX INV CP ETF4642872424613,427SH DFND1003,427
ISHARES TRGLOBAL TECH ETF464287291206875SH DFND100875
ISHARES TRS&P 500 GRWT ETF4642873093,09314,904SH DFND10014,904
ISHARES TRS&P 500 VAL ETF4642874087667,083SH DFND1007,083
ISHARES TR20 YR TR BD ETF4642874325433,311SH DFND1003,311
ISHARES TRBARCLAYS 7 10 YR4642874406585,402SH DFND1005,402
ISHARES TR1 3 YR TREAS BD4642874575206,006SH DFND1006,006
ISHARES TRMSCI EAFE ETF46428746569311,390SH DFND10011,390
ISHARES TRRUS MD CP GR ETF4642874817614,815SH DFND1004,815
ISHARES TRCORE S&P MCP ETF4642875075,12528,820SH DFND10028,820
ISHARES TRRUS 1000 ETF4642876223992,322SH DFND1002,322
ISHARES TRRUS 2000 VAL ETF4642876302212,266SH DFND1002,266
ISHARES TRRUS 2000 GRW ETF4642876489024,360SH DFND1004,360
ISHARES TRRUSSELL 2000 ETF4642876554953,454SH DFND1003,454
ISHARES TRU.S. TECH ETF4642877211,3885,146SH DFND1005,146
ISHARES TRU.S. REAL ES ETF4642877395116,490SH DFND1006,490
ISHARES TRCORE S&P SCP ETF4642878044,98372,970SH DFND10072,970
ISHARES TRMRGSTR MD CP GRW4642883073031,032SH DFND1001,032
ISHARES TRNATIONAL MUN ETF4642884141,76415,288SH DFND10015,288
ISHARES TRMBS ETF4642885883082,779SH DFND1002,779
ISHARES TRMRGSTR SM CP GR4642886042361,066SH DFND1001,066
ISHARES TRINTRM GOV CR ETF4642886124603,909SH DFND1003,909
ISHARES TR10-20 YR TRS ETF4642886533622,163SH DFND1002,163
ISHARES TR3 7 YR TREAS BD4642886612471,849SH DFND1001,849
ISHARES TRSHORT TREAS BD4642886794173,770SH DFND1003,770
ISHARES TRPFD AND INCM SEC4642886871,04530,164SH DFND10030,164
ISHARES TRUS AER DEF ETF4642887604182,541SH DFND1002,541
ISHARES TRU.S. MED DVC ETF4642888105342,018SH DFND1002,018
ISHARES TRU.S. PHARMA ETF4642888362181,417SH DFND1001,417
ISHARES TREAFE GRWTH ETF4642888852322,796SH DFND1002,796
JOHNSON & JOHNSONCOM4781601041,57711,216SH DFND10011,216
LILLY ELI & COCOM5324571088144,958SH DFND1004,958
LIONS GATE ENTMNT CORPCL A VTG53591940110814,603SH DFND10014,603
LOCKHEED MARTIN CORPCOM5398301096101,673SH DFND1001,673
LOWES COS INCCOM5486611076124,530SH DFND1004,530
MCDONALDS CORPCOM5801351016203,360SH DFND1003,360
MICROSOFT CORPCOM5949181043,21615,801SH DFND10015,801
MONMOUTH REAL ESTATE INVT COCL A60972010750334,684SH DFND10034,684
NEW YORK MTG TR INCCOM PAR $.0264960450111442,768SH DFND10042,768
PALATIN TECHNOLOGIES INCCOM PAR $ .016960774031122,400SH DFND10022,400
PEPSICO INCCOM7134481088526,441SH DFND1006,441
PFIZER INCCOM71708110342212,911SH DFND10012,911
PHILIP MORRIS INTL INCCOM7181721094556,381SH DFND1006,381
PROCTER AND GAMBLE COCOM7427181091,61413,502SH DFND10013,502
QUALCOMM INCCOM7475251036366,975SH DFND1006,975
REAVES UTIL INCOME FDCOM SH BEN INT75615810197832,408SH DFND10032,408
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243009769,616SH DFND1009,616
SCHWAB STRATEGIC TRUS LCAP VA ETF80852440961112,186SH DFND10012,186
SCHWAB STRATEGIC TRUS MID-CAP ETF8085245083636,893SH DFND1006,893
SCHWAB STRATEGIC TRUS SML CAP ETF80852460768610,503SH DFND10010,503
SOUTHERN COCOM8425871071,12721,736SH DFND10021,736
SOUTHWEST AIRLS COCOM8447411082156,303SH DFND1006,303
SQUARE INCCL A8522341031,15811,031SH DFND10011,031
TEXAS INSTRS INCCOM8825081042021,589SH DFND1001,589
TIMOTHY PLANHIG DV STK ETF88743232643820,028SH DFND10020,028
TIMOTHY PLANUS LRGMD CP CORE88743235948219,419SH DFND10019,419
UNION PAC CORPCOM9078181082321,371SH DFND1001,371
UNITED PARCEL SERVICE INCCL B9113121064484,027SH DFND1004,027
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088443,24227,522SH DFND10027,522
VANGUARD STAR FDSVG TL INTL STK F9219097683166,431SH DFND1006,431
VANGUARD WORLD FDMEGA CAP INDEX9219108731,64014,987SH DFND10014,987
VANGUARD BD INDEX FDSINTERMED TERM9219378195856,282SH DFND1006,282
VANGUARD BD INDEX FDSTOTAL BND MRKT9219378356,49173,480SH DFND10073,480
VANGUARD TAX-MANAGED FDSFTSE DEV MKT ETF9219438583368,673SH DFND1008,673
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464064,61958,631SH DFND10058,631
VANGUARD WHITEHALL FDSINTL HIGH ETF9219467942,36946,287SH DFND10046,287
VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427751,28827,060SH DFND10027,060
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285840310,180SH DFND10010,180
VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428662113,319SH DFND1003,319
VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428742464,878SH DFND1004,878
VANGUARD MUN BD FDSTAX EXEMPT BD92290774683915,506SH DFND10015,506
VANGUARD INDEX FDSS&P 500 ETF SHS9229083636,20721,791SH DFND10021,791
VANGUARD INDEX FDSMID CAP ETF9229086292,07012,630SH DFND10012,630
VANGUARD INDEX FDSLARGE CAP ETF9229086372771,939SH DFND1001,939
VANGUARD INDEX FDSGROWTH ETF9229087364,04720,025SH DFND10020,025
VANGUARD INDEX FDSVALUE ETF9229087449869,896SH DFND1009,896
VANGUARD INDEX FDSSMALL CP ETF9229087511,4169,720SH DFND1009,720
VANGUARD INDEX FDSTOTAL STK MKT9229087692,77017,697SH DFND10017,697
WALMART INCCOM9311421031,38211,538SH DFND10011,538
WELLS FARGO CO NEWCOM9497461012148,355SH DFND1008,355
WELLS FARGO CO NEWPERP PFD CNV A949746804844651SH DFND100651
AT&T INCCOM00206R1021,44647,827SH DFND10047,827
ARK ETF TRINNOVATION ETF00214Q1042,55135,774SH DFND10035,774
ARK ETF TRGENOMIC REV ETF00214Q3022564,917SH DFND1004,917
ARK ETF TRNEXT GNRTN INTER00214Q4014435,219SH DFND1005,219
ABBVIE INCCOM00287Y1091,35213,767SH DFND10013,767
ACCELERATE DIAGNOSTICS INCCOM00430H10225416,740SH DFND10016,740
ADOBE INCCOM00724F101287660SH DFND100660
ALPHABET INCCAP STK CL C02079K107937663SH DFND100663
ALPHABET INCCAP STK CL A02079K305630444SH DFND100444
ALTRIA GROUP INCCOM02209S10348512,109SH DFND10012,109
AMERICAN TOWER CORP NEWCOM03027X1003361,295SH DFND1001,295
BABCOCK & WILCOX ENTERPRISESCOM05614L2094218,500SH DFND10018,500
BARCLAYS BANK PLCIPATH SHILR CAPE06742A6697335,165SH DFND1005,165
BLACKROCK INCCOM09247X101275505SH DFND100505
BLACKSTONE GROUP INCCOM CL A09260D1071,47826,082SH DFND10026,082
BOX INCCL A10316T10453625,814SH DFND10025,814
BROADCOM INCCOM11135F1015301,678SH DFND1001,678
B2GOLD CORPCOM11777Q20940170,150SH DFND10070,150
CISCO SYS INCCOM17275R1021,12024,016SH DFND10024,016
COHEN & STEERS QUALITY INCOMCOM19247L10614913,657SH DFND10013,657
COMCAST CORP NEWCL A20030N1013408,671SH DFND1008,671
COSTCO WHSL CORP NEWCOM22160K1058072,660SH DFND1002,660
CROWDSTRIKE HLDGS INCCL A22788C1051,15011,462SH DFND10011,462
DNP SELECT INCOME FDCOM23325P1042,305210,637SH DFND100210,637
DOMINION ENERGY INCCOM25746U1095126,313SH DFND1006,313
DUKE ENERGY CORP NEWCOM NEW26441C2045316,641SH DFND1006,641
ETF SER SOLUTIONSDEFIANCE NEXT26922A28943716,032SH DFND10016,032
ETF SER SOLUTIONSAPTUS DEFINED26922A38888029,146SH DFND10029,146
ETF SER SOLUTIONSAPTUS DRAWDOWN26922A7841,03732,346SH DFND10032,346
ETF MANAGERS TRPRIME CYBR SCRTY26924G2012064,625SH DFND1004,625
EATON VANCE MUNI INCOME TRUSSH BEN INT27826U10815612,474SH DFND10012,474
EATON VANCE TX ADV GLBL DIVCOM27828S10185659,967SH DFND10059,967
ENERGY TRANSFER LPCOM UT LTD PTN29273V10023633,174SH DFND10033,174
EXXON MOBIL CORPCOM30231G1024389,790SH DFND1009,790
FACEBOOK INCCL A30303M1021,3896,116SH DFND1006,116
FASTLY INCCL A31188V1003093,630SH DFND1003,630
FIRST TR EXCHANGE TRADED FDWTR ETF33733B1002805,030SH DFND1005,030
FIRST TR VALUE LINE DIVID INSHS33734H1064,503148,514SH DFND100148,514
FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X1013589,591SH DFND1009,591
FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12736255,144SH DFND10055,144
FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X17687010,432SH DFND10010,432
FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1921,37518,462SH DFND10018,462
FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20019610,880SH DFND10010,880
FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X8463219,722SH DFND1009,722
FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1014449,765SH DFND1009,765
FIRST TRUST LRGCP GWT ALPHADCOM SHS33735K1081,05913,828SH DFND10013,828
FIRST TR EXCH TRD ALPHDX FDEUROPE ALPHADEX33737J11742914,087SH DFND10014,087
FIRST TR EXCH TRD ALPHDX FDEMERG MKT ALPH33737J18228513,567SH DFND10013,567
FIRST TR EXCHANGE TRADED FDINDXX NEXTG ETF33737K2053065,613SH DFND1005,613
FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY33738D10125312,698SH DFND10012,698
FIRST TR EXCHANGE-TRADED FDSENIOR LN FD33738D30952911,715SH DFND10011,715
FIRST TR EXCHANGE-TRADED FDFIRST TR TA HIYL33738D4082315,033SH DFND1005,033
FIRST TR EXCHANGE-TRADED FDMULTI ASSET DI33738R10040829,779SH DFND10029,779
FIRST TR EXCHANGE-TRADED FDNASD TECH DIV33738R11880719,350SH DFND10019,350
FIRST TR EXCHANGE-TRADED FDDORSEY WRT 5 ETF33738R60558918,295SH DFND10018,295
FIRST TR EXCH TRADED FD IIIINSTL PFD SECS33739P85538420,380SH DFND10020,380
FIRST TR EXCH TRADED FD IIIHORIZON MNGD ETF33739P8712017,183SH DFND1007,183
FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT33739Q2001,10621,402SH DFND10021,402
FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW33739Q40813,527225,283SH DFND100225,283
FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS33740F8053816,956SH DFND1006,956
FIRST TR EXCHNG TRADED FD VICBOE EQT BUFER33740F8471,00232,634SH DFND10032,634
FIRST TR EXCHNG TRADED FD VIVEST US BUFFER33740F86252217,000SH DFND10017,000
FIRST TR SR FLOATING RATE 20COM SHS33740K10110312,500SH DFND10012,500
FIRSTHAND TECH VALUE FD INCCOM33766Y1006114,979SH DFND10014,979
GLOBAL X FDSLITHIUM BTRY ETF37954Y85534510,831SH DFND10010,831
INDEXIQ ETF TRIQ MRGR ARB ETF45409B8002126,720SH DFND1006,720
INTELLIA THERAPEUTICS INCCOM45826J10530414,482SH DFND10014,482
INVESCO TR INVT GRADE MUNSCOM46131M10613010,803SH DFND10010,803
INVESCO EXCHANGE TRADED FD TAEROSPACE DEFN46137V1002855,140SH DFND1005,140
INVESCO EXCHANGE TRADED FD TS&P500 EQL HLT46137V332219988SH DFND100988
INVESCO EXCHANGE TRADED FD TS&P500 BUY WRT46137V39928115,480SH DFND10015,480
INVESCO EXCHANGE TRADED FD TFTSE RAFI 150046137V5972171,940SH DFND1001,940
INVESCO EXCHANGE TRADED FD TDWA CYCLICALS46137V8033437,366SH DFND1007,366
INVESCO EXCHANGE TRADED FD TDWA TECHNOLOGY46137V8114614,734SH DFND1004,734
INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V8372022,999SH DFND1002,999
INVESCO EXCHANGE TRADED FD TDWA INDLS MUMT46137V8454586,696SH DFND1006,696
INVESCO EXCHANGE TRADED FD TDWA HEALTHCARE46137V8521,92115,716SH DFND10015,716
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E35461112,300SH DFND10012,300
INVESCO EXCH TRADED FD TR IIPFD ETF46138E51125217,816SH DFND10017,816
INVESCO EXCH TRADED FD TR IIDWA EMERG MKTS46138E86719810,973SH DFND10010,973
INVESCO EXCH TRADED FD TR IIDWA DEV MKTS46138E8752057,421SH DFND1007,421
INVESCO EXCH TRD SLF IDX FDBULSHS 2020 CB46138J50232815,417SH DFND10015,417
ISHARES TRUS TREAS BD ETF46429B26772826,012SH DFND10026,012
ISHARES TRCORE HIGH DV ETF46429B6636137,548SH DFND1007,548
ISHARES TRMIN VOL EAFE ETF46429B6891,04915,877SH DFND10015,877
ISHARES TRMSCI MIN VOL ETF46429B6971,62326,773SH DFND10026,773
ISHARES U S ETF TRSHT MAT BD ETF46431W5072024,041SH DFND1004,041
ISHARES TRUSA QUALITY FCTR46432F3398308,657SH DFND1008,657
ISHARES TRCORE MSCI TOTAL46432F8344949,055SH DFND1009,055
ISHARES TRCORE MSCI EAFE46432F8421,16820,430SH DFND10020,430
ISHARES TRCORE 1 5 YR USD46432F8592114,108SH DFND1004,108
ISHARES INCCORE MSCI EMKT46434G1033988,353SH DFND1008,353
ISHARES TRMULTIFACTOR USA46434V28290128,996SH DFND10028,996
ISHARES TRCORE DIV GRWTH46434V62163416,859SH DFND10016,859
ISHARES TRULTR SH TRM BD46434V8783206,329SH DFND1006,329
ISHARES TRIBONDS DEC21 ETF46434VBK525610,190SH DFND10010,190
ISHARES TRESG MSCI USA ETF46435G4256489,260SH DFND1009,260
JPMORGAN CHASE & COCOM46625H1001,42715,170SH DFND10015,170
J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q8373005,907SH DFND1005,907
KINDER MORGAN INC DELCOM49456B10147631,392SH DFND10031,392
KITOV PHARMA LTDSPONSORED ADS49803V1073935,259SH DFND10035,259
MAG SILVER CORPCOM55903Q10423316,525SH DFND10016,525
MASTERCARD INCORPORATEDCL A57636Q104277935SH DFND100935
MERCK & CO. INCCOM58933Y1056368,157SH DFND1008,157
NETFLIX INCCOM64110L1061,4983,293SH DFND1003,293
NORTHERN LTS FD TR IVINTRNTINL ESG66538H41989337,536SH DFND10037,536
NORTHERN LTS FD TR IVINSPIRE CORP66538H63363624,119SH DFND10024,119
NUTANIX INCCL A67059N10834114,373SH DFND10014,373
NVIDIA CORPORATIONCOM67066G1041,2373,255SH DFND1003,255
NUVEEN S&P 500 BUY-WRITE INCCOM6706ER10193183,055SH DFND10083,055
NUVEEN HIGH INCOME NOVEMBERCOM67077N10644449,588SH DFND10049,588
PAYPAL HLDGS INCCOM70450Y1037554,336SH DFND1004,336
PIMCO ETF TRACTIVE BD ETF72201R7752011,802SH DFND1001,802
PIMCO ETF TRENHAN SHRT MA AC72201R8336786,671SH DFND1006,671
PROSHARES TRS&P 500 DV ARIST74348A4672353,470SH DFND1003,470
REGENERON PHARMACEUTICALSCOM75886F107300481SH DFND100481
SPDR S&P 500 ETF TRTR UNIT78462F1031,8906,101SH DFND1006,101
SPDR GOLD TRGOLD SHS78463V1074892,922SH DFND1002,922
SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X5092567,660SH DFND1007,660
SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X88934212,392SH DFND10012,392
SPDR SER TRNUVEEN BBG BRCLY78464A2845639,989SH DFND1009,989
SPDR SER TRAEROSPACE DEF78464A6316116,964SH DFND1006,964
SPDR SER TRS&P DIVID ETF78464A7634184,580SH DFND1004,580
SPDR SER TRS&P BIOTECH78464A8708827,876SH DFND1007,876
SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84880916,335SH DFND10016,335
SPDR DOW JONES INDL AVERAGEUT SER 178467X1091,9567,563SH DFND1007,563
SPDR SER TRNUVEEN BLMBRG SR78468R7392194,401SH DFND1004,401
SALESFORCE COM INCCOM79466L3026803,630SH DFND1003,630
SEA LTDSPONSORED ADS81141R1001,13910,617SH DFND10010,617
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2091,13311,327SH DFND10011,327
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083085,261SH DFND1005,261
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073552,782SH DFND1002,782
SELECT SECTOR SPDR TRENERGY81369Y50644211,665SH DFND10011,665
SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052058,879SH DFND1008,879
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044346,322SH DFND1006,322
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8031,50814,434SH DFND10014,434
SHOPIFY INCCL A82509L1072,4112,540SH DFND1002,540
SPROTT PHYSICAL GOLD TRUNIT85207H10444831,300SH DFND10031,300
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10122613,400SH DFND10013,400
TESLA INCCOM88160R101377349SH DFND100349
THERATECHNOLOGIES INCCOM88338H1002814,000SH DFND10014,000
3M COCOM88579Y1013232,074SH DFND1002,074
UNITEDHEALTH GROUP INCCOM91324P1028772,973SH DFND1002,973
VALERO ENERGY CORPCOM91913Y1002364,012SH DFND1004,012
VANECK VECTORS ETF TRGOLD MINERS ETF92189F1063649,927SH DFND1009,927
VANECK VECTORS ETF TRMORNINGSTAR WIDE92189F6431,20323,032SH DFND10023,032
VANECK VECTORS ETF TRJR GOLD MINERS E92189F7912855,748SH DFND1005,748
VANECK VECTORS ETF TRHIGH YLD MUN ETF92189H4092053,454SH DFND1003,454
VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4074968,598SH DFND1008,598
VANGUARD WORLD FDSCONSUM STP ETF92204A2072641,767SH DFND1001,767
VANGUARD WORLD FDSINF TECH ETF92204A7026012,158SH DFND1002,158
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4093514,251SH DFND1004,251
VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6647966,901SH DFND1006,901
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8707988,392SH DFND1008,392
VERIZON COMMUNICATIONS INCCOM92343V1041,25722,799SH DFND10022,799
VICTORY PORTFOLIOS IIVCSHS US 500 ENH92647N7822134,115SH DFND1004,115
VICTORY PORTFOLIOS IIVCSHS US EQ INCM92647N8241,27527,381SH DFND10027,381
VICTORY PORTFOLIOS IIVCSHS US LRG CAP92647N86572118,251SH DFND10018,251
VICTORY PORTFOLIOS IIVCSHS US SMCP HG92647N87351514,046SH DFND10014,046
VICTORY PORTFOLIOS IIVCSHS INTL HG DV92647N88162024,522SH DFND10024,522
VIRGIN GALACTIC HOLDINGS INCCOM92766K10621012,871SH DFND10012,871
VISA INCCOM CL A92826C8397383,823SH DFND1003,823
WISDOMTREE TRUS SMALLCAP DIVD97717W60427512,995SH DFND10012,995
ZOOM VIDEO COMMUNICATIONS INCL A98980L1011,1504,537SH DFND1004,537
ACCENTURE PLC IRELANDSHS CLASS AG1151C1012591,208SH DFND1001,208
EATON CORP PLCSHSG291831033023,457SH DFND1003,457
JAZZ PHARMACEUTICALS PLCSHS USDG508711052051,854SH DFND1001,854
MEDTRONIC PLCSHSG5960L1032222,406SH DFND1002,406
TRINSEO S ASHSL9340P10148021,650SH DFND10021,650