UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Form 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): March 4, 2020 (February 27, 2020)
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INTL FCStone Inc.
(Exact name of registrant as specified in its charter)
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Delaware | 000-23554 | 59-2921318 | ||
(State of Incorporation) | (Commission File Number) | (IRS Employer ID No.) | ||
155 East 44th Street, Suite 900, New York, NY 10017
(Address of principal executive offices, including Zip Code)
(212) 485-3500
(Registrant's telephone number, including area code)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] | Pre-commencement communications pursuant to rule 14d-2(b) under the Exchange Act 17 CFR 240.14d-2(b)) |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Trading Symbol | Name of each exchange on which registered | ||
Common Stock, $0.01 par value | INTL | The Nasdaq Stock Market LLC | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 5.02. Election of Director.
Annabelle Bexiga was appointed to the Board of Directors of INTL FCStone Inc. on February 27, 2020, and will receive the same compensation package as other non-executive Directors of INTL FCStone Inc., prorated until the next annual shareholders' meeting.
Item 7.01. Regulation FD Disclosure.
A copy of the related press release issued on March 4, 2020 is filed herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
Press release dated as of March 4, 2020. | ||
Signature
Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized.
INTL FCStone Inc. | |||
(Registrant) | |||
March 4, 2020 | /s/ David A. Bolte | ||
(Date) | David A. Bolte | ||
Corporate Secretary | |||
INTL FCStone Names Annabelle Bexiga to Board of Directors
Board director and Fortune-100 Chief Information Officer brings vision and strategic leadership to INTL FCStone Inc. board.
NEW YORK, March 4, 2020 -- INTL FCStone Inc. (Nasdaq:INTL), a leader in the development of specialized financial services in commodities, global payments, foreign exchange, securities, and other markets, today announced that its board of directors has appointed a new director, Annabelle Bexiga.
Bexiga served as Chief Information Officer (CIO) of Global Commercial Insurance at American International Group (AIG) until 2017. After holding leadership positions at J.P. Morgan & Co. and Deutsche Bank, she served as CIO at JPMorgan Invest, Bain Capital, and the Teachers Insurance and Annuity Association (TIAA). Altogether, Bexiga has almost 30 years of experience and expertise in the financial industry.
Bexiga currently sits on the supervisory board of DWS Group GmbH of Frankfurt, Germany, where she serves on the remuneration committee. Additionally, she previously served on the boards of Selective Insurance Group and Nuveen Investments.
Sean O’Connor, CEO of INTL FCStone, said, “Annabelle brings to the Board deep expertise and experience in technology as it relates to the financial services industry, both domestically and internationally. In adding her to the board, we will benefit from her vast experience as we work to expand our network of services globally.”
John Radziwill, Chairman of the Board of INTL FCStone, added, “We are extremely pleased to welcome Annabelle to the INTL FCStone Board. Her deep technology expertise in the financial services sector, acquired on a global scale, will be an invaluable addition to our company.”
About INTL FCStone Inc.
INTL FCStone Inc. (NASDAQ: INTL) connects its clients with the global markets across asset classes - providing execution, post-trade settlement, clearing and custody. Clients use its digital platforms, market intelligence and high-touch service to manage their market risk, pursue trading opportunities, make investments efficiently, and improve their business performance.
Further information on INTL FCStone is available at www.intlfcstone.com.
Contact
INTL FCStone Inc.
Kent Coughlin
Director of Public Relations
+615-234-2756
kent.coughlin@intlfcstone.com
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