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SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:12-31-2019
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:INTL FCSTONE INC.
Address:708 Third Avenue
Suite 1500
New York, NY  10017
Form 13F File Number:028-17573

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:John Calvano
Title:Chief Compliance Officer
Phone:204-414-3367
Signature, Place, and Date of Signing:
John CalvanoBirmingham,  AL01-24-2020
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:1
Form 13F Information Table Entry Total:0
Form 13F Information Table Value Total:0
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-17766SA Stone Investment Advisors Inc.
SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMAZON COM INCCOM0231351063,8802,100SH DFND1002,100
AMERICAN ELEC PWR CO INCCOM0255371013093,273SH DFND1003,273
AMETEK INC NEWCOM0311001003,68036,891SH DFND10036,891
AMGEN INCCOM0311621001,0744,456SH DFND1004,456
APPLE INCCOM0378331006,75823,014SH DFND10023,014
ARROW ELECTRS INCCOM0427351002112,487SH DFND1002,487
BP PLCSPONSORED ADR0556221042937,754SH DFND1007,754
BANK AMER CORPCOM06050510467119,042SH DFND10019,042
BANK AMER CORP7.25%CNV PFD L060505682854582SH DFND100582
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,3525,971SH DFND1005,971
BOEING COCOM0970231059762,997SH DFND1002,997
BRISTOL MYERS SQUIBB COCOM1101221081,48223,088SH DFND10023,088
BRISTOL MYERS SQUIBB CORIGHT 99/99/99991101221575919,560SH DFND10019,560
CSX CORPCOM1264081032313,196SH DFND1003,196
CVS HEALTH CORPCOM1266501006819,168SH DFND1009,168
CATERPILLAR INC DELCOM1491231013752,542SH DFND1002,542
CHEVRON CORP NEWCOM1667641006665,524SH DFND1005,524
CITIGROUP INCCOM NEW1729674242693,363SH DFND1003,363
COCA COLA COCOM1912161004327,801SH DFND1007,801
CORNING INCCOM21935010536312,473SH DFND10012,473
CUMMINS INCCOM2310211063732,083SH DFND1002,083
DISNEY WALT COCOM DISNEY2546871061,0957,525SH DFND1007,525
DOW INCCOM2605571033125,699SH DFND1005,699
EMERSON ELEC COCOM2910111042883,777SH DFND1003,777
ENTERPRISE PRODS PARTNERS LCOM2937921072538,983SH DFND1008,983
FIDELITY COMWLTH TRNDQ CP IDX TRK315912808305873SH DFND100873
FIDELITY COVINGTON TRMSCI HLTH CARE I3160926002,04841,180SH DFND10041,180
FIRST BANCSHARES INC MSCOM31891610364718,218SH DFND10018,218
FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF3369201034435,510SH DFND1005,510
FIRST TR NASDAQ100 TECH INDESHS3373451027177,165SH DFND1007,165
FORD MTR CO DELCOM34537086028630,804SH DFND10030,804
GENERAL ELECTRIC COCOM36960410317315,452SH DFND10015,452
GENERAL MLS INCCOM3703341042053,826SH DFND1003,826
GENPREX INCCOM3724461041135,150SH DFND10035,150
GLADSTONE LD CORPCOM37654910118013,850SH DFND10013,850
HOME DEPOT INCCOM4370761021,3756,297SH DFND1006,297
HONEYWELL INTL INCCOM4385161063381,912SH DFND1001,912
INFOSYS LTDSPONSORED ADR45678810857856,019SH DFND10056,019
INTEL CORPCOM45814010082413,773SH DFND10013,773
INTERNATIONAL BUSINESS MACHSCOM4592001018476,321SH DFND1006,321
INTL PAPER COCOM4601461032114,586SH DFND1004,586
ISHARES GOLD TRUSTISHARES46428510542229,070SH DFND10029,070
ISHARES INCMIN VOL EMRG MKT4642865332323,955SH DFND1003,955
ISHARES TRCORE S&P TTL STK4642871501,61022,155SH DFND10022,155
ISHARES TRTIPS BD ETF4642871762542,181SH DFND1002,181
ISHARES TRTRANS AVG ETF4642871921,4327,324SH DFND1007,324
ISHARES TRCORE S&P500 ETF4642872007,01221,691SH DFND10021,691
ISHARES TRCORE US AGGBD ET4642872263,65432,517SH DFND10032,517
ISHARES TRMSCI EMG MKT ETF4642872343858,576SH DFND1008,576
ISHARES TRIBOXX INV CP ETF4642872423832,993SH DFND1002,993
ISHARES TRGLOBAL TECH ETF4642872912701,285SH DFND1001,285
ISHARES TRS&P 500 GRWT ETF4642873092,35012,136SH DFND10012,136
ISHARES TRS&P 500 VAL ETF4642874082,14516,486SH DFND10016,486
ISHARES TR1 3 YR TREAS BD4642874573353,957SH DFND1003,957
ISHARES TRMSCI EAFE ETF4642874651,02014,683SH DFND10014,683
ISHARES TRRUS MID CAP ETF4642874992153,607SH DFND1003,607
ISHARES TRCORE S&P MCP ETF4642875072,96014,381SH DFND10014,381
ISHARES TRRUS 1000 ETF4642876224142,318SH DFND1002,318
ISHARES TRRUS 2000 VAL ETF4642876302882,238SH DFND1002,238
ISHARES TRRUS 2000 GRW ETF4642876487323,416SH DFND1003,416
ISHARES TRRUSSELL 2000 ETF4642876551,2757,694SH DFND1007,694
ISHARES TRU.S. TECH ETF4642877213021,300SH DFND1001,300
ISHARES TRU.S. REAL ES ETF4642877396867,366SH DFND1007,366
ISHARES TRCORE S&P SCP ETF4642878043,51941,967SH DFND10041,967
ISHARES TRSHRT NAT MUN ETF4642881582131,991SH DFND1001,991
ISHARES TRMRGSTR MD CP GRW4642883074801,825SH DFND1001,825
ISHARES TRNATIONAL MUN ETF4642884147696,747SH DFND1006,747
ISHARES TRMBS ETF4642885883002,773SH DFND1002,773
ISHARES TRMRGSTR SM CP GR4642886042361,113SH DFND1001,113
ISHARES TRINTRM TR CRP ETF4642886382213,820SH DFND1003,820
ISHARES TRPFD AND INCM SEC4642886872,04554,398SH DFND10054,398
ISHARES TRUS AER DEF ETF4642887609504,266SH DFND1004,266
ISHARES TRU.S. MED DVC ETF4642888108853,347SH DFND1003,347
ISHARES TRU.S. PHARMA ETF4642888362181,360SH DFND1001,360
JOHNSON & JOHNSONCOM4781601041,3479,234SH DFND1009,234
KROGER COCOM50104410140313,891SH DFND10013,891
LILLY ELI & COCOM5324571085684,323SH DFND1004,323
LIONS GATE ENTMNT CORPCL A VTG53591940123221,803SH DFND10021,803
LOCKHEED MARTIN CORPCOM5398301098662,225SH DFND1002,225
LOWES COS INCCOM5486611072592,159SH DFND1002,159
MCDONALDS CORPCOM5801351013982,012SH DFND1002,012
MICROSOFT CORPCOM5949181041,85611,771SH DFND10011,771
MONMOUTH REAL ESTATE INVT COCL A60972010747332,677SH DFND10032,677
OCCIDENTAL PETE CORPCOM6745991052796,655SH DFND1006,655
PEPSICO INCCOM7134481089677,028SH DFND1007,028
PFIZER INCCOM71708110358714,976SH DFND10014,976
PHILIP MORRIS INTL INCCOM7181721094535,257SH DFND1005,257
PROCTER & GAMBLE COCOM7427181091,82514,615SH DFND10014,615
QUALCOMM INCCOM7475251035466,189SH DFND1006,189
RAYTHEON COCOM NEW7551115074261,937SH DFND1001,937
REAVES UTIL INCOME FDCOM SH BEN INT7561581011,28734,550SH DFND10034,550
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242012793,629SH DFND1003,629
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243004454,794SH DFND1004,794
SCHWAB STRATEGIC TRUS LCAP VA ETF8085244094447,385SH DFND1007,385
SCHWAB STRATEGIC TRUS MID-CAP ETF80852450865510,891SH DFND10010,891
SCHWAB STRATEGIC TRUS SML CAP ETF8085246071,01813,456SH DFND10013,456
SOUTHERN COCOM8425871071,31320,607SH DFND10020,607
SQUARE INCCL A85223410369311,081SH DFND10011,081
TEXAS INSTRS INCCOM8825081042041,592SH DFND1001,592
TIMOTHY PLANHIG DV STK ETF8874323262479,151SH DFND1009,151
UNION PACIFIC CORPCOM9078181083241,792SH DFND1001,792
UNITED PARCEL SERVICE INCCL B9113121064263,643SH DFND1003,643
UNITED TECHNOLOGIES CORPCOM9130171092721,813SH DFND1001,813
VANGUARD GROUPDIV APP ETF9219088443,06524,590SH DFND10024,590
VANGUARD STAR FDVG TL INTL STK F9219097683325,967SH DFND1005,967
VANGUARD WORLD FDMEGA CAP INDEX9219108731,78315,956SH DFND10015,956
VANGUARD BD INDEX FD INCSHORT TRM BOND9219378272623,255SH DFND1003,255
VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378351,48417,691SH DFND10017,691
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438581,11925,394SH DFND10025,394
VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464062682,856SH DFND1002,856
VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427751,47827,506SH DFND10027,506
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285848010,805SH DFND10010,805
VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428662293,287SH DFND1003,287
VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428742844,845SH DFND1004,845
VANGUARD MUN BD FD INCTAX EXEMPT BD92290774678414,636SH DFND10014,636
VANGUARD INDEX FDSS&P 500 ETF SHS9229083633,02210,215SH DFND10010,215
VANGUARD INDEX FDSREAL ESTATE ETF9229085533213,457SH DFND1003,457
VANGUARD INDEX FDSMID CAP ETF9229086293,52119,762SH DFND10019,762
VANGUARD INDEX FDSLARGE CAP ETF9229086372931,980SH DFND1001,980
VANGUARD INDEX FDSGROWTH ETF9229087362,48213,627SH DFND10013,627
VANGUARD INDEX FDSVALUE ETF9229087443,90532,584SH DFND10032,584
VANGUARD INDEX FDSSMALL CP ETF9229087513692,225SH DFND1002,225
VANGUARD INDEX FDSTOTAL STK MKT9229087692,73016,686SH DFND10016,686
WALMART INCCOM9311421031,35611,365SH DFND10011,365
WELLS FARGO CO NEWCOM9497461014117,638SH DFND1007,638
WELLS FARGO CO NEWPERP PFD CNV A949746804889613SH DFND100613
AT&T INCCOM00206R1022,06052,722SH DFND10052,722
ARK ETF TRINNOVATION ETF00214Q1041,58431,646SH DFND10031,646
ARK ETF TRNEXT GNRTN INTER00214Q4013015,229SH DFND1005,229
ABBVIE INCCOM00287Y1091,09812,404SH DFND10012,404
ACCELERATE DIAGNOSTICS INCCOM00430H10222913,540SH DFND10013,540
ADOBE INCCOM00724F101216655SH DFND100655
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1023971,871SH DFND1001,871
ALPHABET INCCAP STK CL C02079K107725542SH DFND100542
ALPHABET INCCAP STK CL A02079K305596445SH DFND100445
ALTRIA GROUP INCCOM02209S10367413,290SH DFND10013,290
AQUA AMERICA INCCOM03836W1032365,029SH DFND1005,029
AURORA CANNABIS INCCOM05156X1084219,309SH DFND10019,309
BARCLAYS BK PLCBARC ETN+SHILL06742A6695163,461SH DFND1003,461
BLACKSTONE GROUP INCCOM CL A09260D1071,70030,388SH DFND10030,388
BOX INCCL A10316T10445827,289SH DFND10027,289
BROADCOM INCCOM11135F1014011,270SH DFND1001,270
B2GOLD CORPCOM11777Q20919047,450SH DFND10047,450
CISCO SYS INCCOM17275R1021,18024,605SH DFND10024,605
COMCAST CORP NEWCL A20030N1014209,350SH DFND1009,350
CONSTELLATION BRANDS INCCL A21036P1083391,785SH DFND1001,785
COSTCO WHSL CORP NEWCOM22160K1056102,076SH DFND1002,076
CRACKER BARREL OLD CTRY STORCOM22410J1065713,716SH DFND1003,716
CROWDSTRIKE HLDGS INCCL A22788C1053707,423SH DFND1007,423
DNP SELECT INCOME FDCOM23325P1041,07583,757SH DFND10083,757
DOMINION ENERGY INCCOM25746U1095756,939SH DFND1006,939
DUKE ENERGY CORP NEWCOM NEW26441C2045065,545SH DFND1005,545
ETF SER SOLUTIONSAPTUS DEFINED26922A3882569,219SH DFND1009,219
ETF SER SOLUTIONSAPTUS DRAWDOWN26922A7841,59552,033SH DFND10052,033
ETF MANAGERS TRPRIME CYBR SCRTY26924G2012054,943SH DFND1004,943
EATON VANCE TX ADV GLBL DIVCOM27828S10134319,029SH DFND10019,029
ENBRIDGE INCCOM29250N1052175,446SH DFND1005,446
ENERGY TRANSFER LPCOM UT LTD PTN29273V10023118,025SH DFND10018,025
EXCHANGE LISTED FDS TRHIGH YIELD ETF30151E81477623,158SH DFND10023,158
EXXON MOBIL CORPCOM30231G10277011,033SH DFND10011,033
FACEBOOK INCCL A30303M1021,0535,132SH DFND1005,132
FIRST TR BICK INDEX FDCOM SHS33733H1072177,402SH DFND1007,402
FIRST TR VALUE LINE DIVID INSHS33734H1062,25462,555SH DFND10062,555
FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X1013056,730SH DFND1006,730
FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13547614,211SH DFND10014,211
FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1432753,262SH DFND1003,262
FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1761,21616,757SH DFND10016,757
FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X18450617,318SH DFND10017,318
FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1921,14819,024SH DFND10019,024
FIRST TR SML CP CORE ALPHA FCOM SHS33734Y1094056,242SH DFND1006,242
FIRST TR MID CAP CORE ALPHADCOM SHS33735B1082793,849SH DFND1003,849
FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1011,24422,016SH DFND10022,016
FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1081,59921,926SH DFND10021,926
FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHADEX33737J11798226,117SH DFND10026,117
FIRST TR EXCH TRD ALPHA FD IBRAZIL ALPHADEX33737J13324614,238SH DFND10014,238
FIRST TR EXCH TRD ALPHA FD IJAPAN ALPHADEX33737J1582264,487SH DFND1004,487
FIRST TR EXCH TRD ALPHA FD IEMERG MKT ALPH33737J18248618,307SH DFND10018,307
FIRST TR EXCH TRD ALPHA FD IGERMANY ALPHA33737J1902184,899SH DFND1004,899
FIRST TR EXCH TRD ALPHA FD ISWITZLND ALPHA33737J2322374,379SH DFND1004,379
FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D1011,95776,776SH DFND10076,776
FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D3092,54853,165SH DFND10053,165
FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D4083086,303SH DFND1006,303
FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R1002,056109,403SH DFND100109,403
FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R11862514,505SH DFND10014,505
FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60555617,609SH DFND10017,609
FIRST TR EXCHANGE TRADED FDNASDAQ BK ETF33738R8601,11439,534SH DFND10039,534
FIRST TR EXCH TRADED FD IIIEME MRK BD ETF33739P2021,16729,863SH DFND10029,863
FIRST TR EXCH TRADED FD IIIINSTL PFD SECS33739P85541720,770SH DFND10020,770
FIRST TR EXCH TRADED FD IIIHORIZON MNGD ETF33739P8712086,073SH DFND1006,073
FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q2002,34545,269SH DFND10045,269
FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q4083,15252,448SH DFND10052,448
FIRST TR EXCHANGE TRADED FDSSI STRG ETF33739Q50740612,271SH DFND10012,271
FIRST TR DYNAMIC EUROPE EQTCOM SHS33740D10716110,796SH DFND10010,796
FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS33740F80561311,832SH DFND10011,832
FIRST TR SR FLOATING RATE 20COM SHS33740K10125527,615SH DFND10027,615
FIRSTHAND TECH VALUE FD INCCOM33766Y10020632,035SH DFND10032,035
GENERAL MTRS COCOM37045V1003238,822SH DFND1008,822
GLOBAL X FDSLITHIUM BTRY ETF37954Y8552097,559SH DFND1007,559
INTELLIA THERAPEUTICS INCCOM45826J10522014,982SH DFND10014,982
INVESCO EXCHANGE TRADED FD TAEROSPACE DEFN46137V1002423,540SH DFND1003,540
INVESCO EXCHANGE TRADED FD TS&P500 EQL HLT46137V3322391,081SH DFND1001,081
INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V3573312,859SH DFND1002,859
INVESCO EXCHANGE TRADED FD TS&P500 BUY WRT46137V39926812,449SH DFND10012,449
INVESCO EXCHANGE TRADED FD TFTSE RAFI 150046137V5972481,816SH DFND1001,816
INVESCO EXCHANGE TRADED FD TDWA CYCLICALS46137V8033937,131SH DFND1007,131
INVESCO EXCHANGE TRADED FD TDWA TECHNOLOGY46137V8114976,427SH DFND1006,427
INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V8372283,538SH DFND1003,538
INVESCO EXCHANGE TRADED FD TDWA INDLS MUMT46137V8455468,002SH DFND1008,002
INVESCO EXCHANGE TRADED FD TDWA FINL MUMT46137V86039010,088SH DFND10010,088
INVESCO EXCHNG TRADED FD TRS&P 500 MOMNTM46138E3392235,315SH DFND1005,315
INVESCO EXCHNG TRADED FD TRS&P500 LOW VOL46138E35479713,662SH DFND10013,662
INVESCO EXCHNG TRADED FD TRPFD ETF46138E51127818,525SH DFND10018,525
INVESCO EXCHNG TRADED FD TRKBW REGL BKG46138E5783055,657SH DFND1005,657
INVESCO EXCHNG TRADED FD TRDWA EMERG MKTS46138E86739920,848SH DFND10020,848
INVESCO EXCHNG TRADED FD TRDWA DEV MKTS46138E87565622,794SH DFND10022,794
ISHARES TRUS TREAS BD ETF46429B26754621,065SH DFND10021,065
ISHARES TRFLTG RATE NT ETF46429B65595818,821SH DFND10018,821
ISHARES TRCORE HIGH DV ETF46429B6639689,866SH DFND1009,866
ISHARES TRMIN VOL EAFE ETF46429B6891,59921,454SH DFND10021,454
ISHARES TRMSCI MIN VOL ETF46429B6972,28534,825SH DFND10034,825
ISHARES US ETF TRSHT MAT BD ETF46431W5072414,789SH DFND1004,789
ISHARES US ETF TRHEALTHCARE46431W68939212,255SH DFND10012,255
ISHARES TRUSA QUALITY FCTR46432F3398088,004SH DFND1008,004
ISHARES TRUSA MOMENTUM FCT46432F3961,32410,548SH DFND10010,548
ISHARES TRCORE MSCI TOTAL46432F83491314,743SH DFND10014,743
ISHARES TRCORE MSCI EAFE46432F8423,80358,292SH DFND10058,292
ISHARES INCCORE MSCI EMKT46434G10376914,306SH DFND10014,306
ISHARES TRMULTIFACTOR USA46434V28285524,795SH DFND10024,795
ISHARES TRCORE DIV GRWTH46434V62144110,480SH DFND10010,480
ISHARES TRULTR SH TRM BD46434V8781,32426,306SH DFND10026,306
JPMORGAN CHASE & COCOM46625H1002,21315,874SH DFND10015,874
JP MORGAN EXCHANGE TRADED FDULTRA SHRT INC46641Q8373917,745SH DFND1007,745
KINDER MORGAN INC DELCOM49456B10141819,729SH DFND10019,729
MASTERCARD INCCL A57636Q1045111,711SH DFND1001,711
MERCK & CO INCCOM58933Y1058018,747SH DFND1008,747
NIO INCSPON ADS62914V1064912,125SH DFND10012,125
NETFLIX INCCOM64110L1069883,053SH DFND1003,053
NORTHERN LTS FD TR IVINSPIRE CORP66538H6332339,064SH DFND1009,064
NORTHERN LTS FD TR IVINSPIRE GBL HOPE66538H6582247,351SH DFND1007,351
NUTANIX INCCL A67059N10853517,122SH DFND10017,122
NVIDIA CORPCOM67066G1044852,062SH DFND1002,062
NUVEEN S&P 500 BUY-WRITE INCCOM6706ER1011,15283,789SH DFND10083,789
NUVEEN CR OPPORTUNITIES 2022COM67075U10210610,600SH DFND10010,600
NUVEEN HIGH INCOME NOVEMBERCOM67077N10659359,242SH DFND10059,242
PPL CORPCOM69351T1062085,732SH DFND1005,732
PAYPAL HLDGS INCCOM70450Y1034113,802SH DFND1003,802
PIMCO ETF TRENHAN SHRT MA AC72201R8332622,572SH DFND1002,572
PROSHARES TRS&P 500 DV ARIST74348A4672242,949SH DFND1002,949
PROSPECT CAPITAL CORPORATIONNOTE 4.950% 7/174348TAR31010,000SH DFND10010,000
SPDR S&P 500 ETF TRTR UNIT78462F1032,1396,612SH DFND1006,612
SPDR GOLD TRUSTGOLD SHS78463V1072271,591SH DFND1001,591
SPDR SERIES TRUSTNUVEEN BBG BRCLY78464A2842844,817SH DFND1004,817
SPDR SERIES TRUSTPORTFOLIO INTRMD78464A3752266,403SH DFND1006,403
SPDR SERIES TRUSTAEROSPACE DEF78464A6315565,097SH DFND1005,097
SPDR SERIES TRUSTS&P DIVID ETF78464A7636095,660SH DFND1005,660
SPDR SERIES TRUSTS&P BIOTECH78464A8706166,476SH DFND1006,476
SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84878015,929SH DFND10015,929
SPDR DOW JONES INDL AVRG ETFUT SER 178467X1091,3464,708SH DFND1004,708
SPDR SERIES TRUSTBLOOMBERG BRCLYS78468R6222592,360SH DFND1002,360
SPDR SERIES TRUSTNUVEEN BLMBRG SR78468R73949910,159SH DFND10010,159
SALESFORCE COM INCCOM79466L3025713,512SH DFND1003,512
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2098388,173SH DFND1008,173
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3082754,374SH DFND1004,374
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4075244,180SH DFND1004,180
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60566221,513SH DFND10021,513
SELECT SECTOR SPDR TRSBI INT-INDS81369Y7046688,197SH DFND1008,197
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8031,48316,173SH DFND10016,173
SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8861,12317,372SH DFND10017,372
SHOPIFY INCCL A82509L1075321,337SH DFND1001,337
SPROTT PHYSICAL GOLD TRUSTUNIT85207H10439532,450SH DFND10032,450
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10118012,250SH DFND10012,250
STARWOOD PPTY TR INCCOM85571B1052027,952SH DFND1007,952
STARWOOD PPTY TR INCNOTE 4.375% 4/085571BAH82120,000SH DFND10020,000
THERATECHNOLOGIES INCCOM88338H1004614,000SH DFND10014,000
3M COCOM88579Y1013361,905SH DFND1001,905
TRUIST FINL CORPCOM89832Q1092404,268SH DFND1004,268
UNITEDHEALTH GROUP INCCOM91324P1028452,874SH DFND1002,874
UNIVERSAL DISPLAY CORPCOM91347P1052421,173SH DFND1001,173
VANECK VECTORS ETF TRUSTGOLD MINERS ETF92189F10644215,097SH DFND10015,097
VANECK VECTORS ETF TRUSTINVT GRADE FLTG92189F48626710,533SH DFND10010,533
VANECK VECTORS ETF TRUSTMORNINGSTAR WIDE92189F6431,11220,308SH DFND10020,308
VANECK VECTORS ETF TRUSTJR GOLD MINERS E92189F7912014,750SH DFND1004,750
VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4072,07336,631SH DFND10036,631
VANGUARD WORLD FDSCONSUM STP ETF92204A2072211,373SH DFND1001,373
VANGUARD WORLD FDSHEALTH CAR ETF92204A5043431,789SH DFND1001,789
VANGUARD WORLD FDSINF TECH ETF92204A7025492,243SH DFND1002,243
VANGUARD WORLD FDSUTILITIES ETF92204A8762651,854SH DFND1001,854
VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6642,15316,169SH DFND10016,169
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8706637,265SH DFND1007,265
VEREIT INCCOM92339V10018619,850SH DFND10019,850
VERIZON COMMUNICATIONS INCCOM92343V1041,56825,544SH DFND10025,544
VICTORY PORTFOLIOS IIVCSHS US DISCVRY92647N7742365,966SH DFND1005,966
VICTORY PORTFOLIOS IIVCSHS US 500 ENH92647N7824698,914SH DFND1008,914
VICTORY PORTFOLIOS IIVICOTRYSHS EMG92647N8082118,701SH DFND1008,701
VICTORY PORTFOLIOS IIVCSHS US EQ INCM92647N8241,39328,426SH DFND10028,426
VICTORY PORTFOLIOS IIVCSHS US LRG CAP92647N86585916,980SH DFND10016,980
VICTORY PORTFOLIOS IIVCSHS US SMCP HG92647N87358112,345SH DFND10012,345
VICTORY PORTFOLIOS IIVCSHS INTL HG DV92647N88178823,207SH DFND10023,207
VISA INCCOM CL A92826C8394822,567SH DFND1002,567
WISDOMTREE TRUS SMALLCAP DIVD97717W60464622,521SH DFND10022,521
WISDOMTREE TRUS QTLY DIV GRT97717X6693146,474SH DFND1006,474
EATON CORP PLCSHSG291831034324,560SH DFND1004,560
JAZZ PHARMACEUTICALS PLCSHS USDG508711052831,898SH DFND1001,898
MEDTRONIC PLCSHSG5960L1032372,082SH DFND1002,082
MELLANOX TECHNOLOGIES LTDSHSM513631135024,285SH DFND1004,285