SEC FORM 13F-HR
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
Report for the Calendar Year or Quarter Ended: | 09-30-2016 |
Check here if Amendment | | Amendment Number: |
This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
Institutional Investment Manager Filing this Report: |
Name: | INTL FCSTONE INC. |
Address: | 708 Third Avenue |
| Suite 1500 |
| New York,
NY
10017 |
Form 13F File Number: | 028-17573 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager: |
Name: | Davis Priester |
Title: | Business Analyst |
Phone: | 205-414-7219 |
Signature, Place, and Date of Signing: |
/s/ Davis Priester | Birmingham,
AL | 11-14-2016 |
[Signature] | [City, State] | [Date] |
|
Report Type (Check only one.): |
X | 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
| Report Summary: |
| Number of Other Included Managers: | 0 | | |
| Form 13F Information Table Entry Total: | 66 |
| Form 13F Information Table Value Total: | 99,220 |
| (thousands) |
|
List of Other Included Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
NONE |
SEC FORM 13-F Information Table
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | Com | 88579Y101 | 270 | 12,623 | SH | | SOLE | | 12,623 | 0 | 0 |
ALTRIA GROUP INC | Com | 02209S103 | 1,370 | 21,674 | SH | | SOLE | | 21,674 | 0 | 0 |
BLACKROCK RES & COMM STRAT T | Com | 09257A108 | 267 | 10,477 | SH | | SOLE | | 10,477 | 0 | 0 |
BOULDER GROWTH & INCOME FD I | Com | 101507101 | 427 | 12,141 | SH | | SOLE | | 12,141 | 0 | 0 |
BUCKLE INC | Com | 118440106 | 983 | 26,919 | SH | | SOLE | | 26,919 | 0 | 0 |
CHEVRON CORP NEW | Com | 166764100 | 1,755 | 17,050 | SH | | SOLE | | 17,050 | 0 | 0 |
CINTAS CORP | Com | 172908105 | 1,077 | 33,954 | SH | | SOLE | | 33,954 | 0 | 0 |
COCA COLA CO | Com | 191216100 | 1,495 | 35,257 | SH | | SOLE | | 35,257 | 0 | 0 |
COMERICA INC | Com | 200340107 | 583 | 12,318 | SH | | SOLE | | 12,318 | 0 | 0 |
CUMMINS INC | Com | 231021106 | 1,324 | 18,722 | SH | | SOLE | | 18,722 | 0 | 0 |
DELUXE CORP | Com | 248019101 | 498 | 18,958 | SH | | SOLE | | 18,958 | 0 | 0 |
DEUTSCHE HIGH INCOME OPPORT | Com | 25158Y102 | 224 | 11,142 | SH | | SOLE | | 11,142 | 0 | 0 |
ESSEX PPTY TR INC | Com | 297178105 | 1,011 | 29,071 | SH | | SOLE | | 29,071 | 0 | 0 |
EXXON MOBIL CORP | Com | 30231G102 | 1,665 | 22,288 | SH | | SOLE | | 22,288 | 0 | 0 |
FIRST TR EXCHAN TRADED FD VI | Com | 33739H101 | 5,120 | 184,247 | SH | | SOLE | | 184,247 | 0 | 0 |
FIRST TR EXCHAN TRADED FD VI | Com | 33739H101 | 403 | 13,006 | SH | | OTR | | 0 | 0 | 13,006 |
GALLAGHER ARTHUR J & CO | Com | 363576109 | 1,496 | 82,017 | SH | | SOLE | | 82,017 | 0 | 0 |
GENERAL ELECTRIC CO | Com | 369604103 | 825 | 27,703 | SH | | SOLE | | 27,703 | 0 | 0 |
GENERAL MTRS CO | Com | 37045V100 | 864 | 14,920 | SH | | SOLE | | 14,920 | 0 | 0 |
GLAXOSMITHKLINE PLC | Com | 37733W105 | 1,097 | 25,432 | SH | | SOLE | | 25,432 | 0 | 0 |
INTERSIL CORP | Com | 46069S109 | 1,497 | 34,346 | SH | | SOLE | | 34,346 | 0 | 0 |
ISHARES TR | Com | 464288646 | 8,708 | 154,352 | SH | | SOLE | | 154,352 | 0 | 0 |
ISHARES TR | Com | 46429B309 | 8,100 | 125,515 | SH | | SOLE | | 125,515 | 0 | 0 |
ITC HLDGS CORP | Com | 465685105 | 795 | 17,098 | SH | | SOLE | | 17,098 | 0 | 0 |
JOHNSON & JOHNSON | Com | 478160104 | 2,249 | 19,037 | SH | | SOLE | | 19,037 | 0 | 0 |
JOHNSON CTLS INC | Com | 478366107 | 1,374 | 23,852 | SH | | SOLE | | 23,852 | 0 | 0 |
KINDER MORGAN INC DEL | Com | 49456B101 | 507 | 10,126 | SH | | SOLE | | 10,126 | 0 | 0 |
LEGG MASON INC | Com | 524901105 | 536 | 11,767 | SH | | SOLE | | 11,767 | 0 | 0 |
M & T BK CORP | Com | 55261F104 | 1,249 | 21,997 | SH | | SOLE | | 21,997 | 0 | 0 |
MAXIMUS INC | Com | 577933104 | 203 | 10,791 | SH | | SOLE | | 10,791 | 0 | 0 |
MERCK & CO INC | Com | 58933Y105 | 1,668 | 26,724 | SH | | SOLE | | 26,724 | 0 | 0 |
MICRON TECHNOLOGY INC | Com | 595112103 | 1,316 | 22,754 | SH | | SOLE | | 22,754 | 0 | 0 |
MURPHY USA INC | Com | 626755102 | 982 | 13,907 | SH | | SOLE | | 13,907 | 0 | 0 |
NEXTERA ENERGY INC | Com | 65339F101 | 1,229 | 10,050 | SH | | SOLE | | 10,050 | 0 | 0 |
NISOURCE INC | Com | 65473P105 | 484 | 34,484 | SH | | SOLE | | 34,484 | 0 | 0 |
NOVARTIS A G | Com | 66987V109 | 918 | 11,622 | SH | | SOLE | | 11,622 | 0 | 0 |
NUSTAR ENERGY LP | Com | 67058H102 | 315 | 23,077 | SH | | SOLE | | 23,077 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | Com | 674599105 | 897 | 12,306 | SH | | SOLE | | 12,306 | 0 | 0 |
OLIN CORP | Com | 680665205 | 554 | 16,033 | SH | | SOLE | | 16,033 | 0 | 0 |
PFIZER INC | Com | 717081103 | 905 | 26,704 | SH | | SOLE | | 26,704 | 0 | 0 |
PHILLIPS 66 PARTNERS LP | Com | 718549207 | 346 | 17,988 | SH | | SOLE | | 17,988 | 0 | 0 |
POWERSHARES ETF TR II | Com | 73937B779 | 1,793 | 43,346 | SH | | SOLE | | 43,346 | 0 | 0 |
POWERSHARES ETF TR II | Com | 73936T789 | 1,566 | 40,384 | SH | | SOLE | | 40,384 | 0 | 0 |
POWERSHARES ETF TRUST II | Com | 73936Q744 | 814 | 21,135 | SH | | SOLE | | 21,135 | 0 | 0 |
PROCTER AND GAMBLE CO | Com | 742718109 | 2,300 | 25,632 | SH | | SOLE | | 25,632 | 0 | 0 |
QUALCOMM INC | Com | 747525103 | 1,111 | 16,122 | SH | | SOLE | | 16,122 | 0 | 0 |
REAVES UTIL INCOME FD | Com | 756158101 | 1,025 | 13,745 | SH | | SOLE | | 13,745 | 0 | 0 |
REGIONS FINL CORP NEW | Com | 7591EP100 | 1,211 | 25,667 | SH | | SOLE | | 25,667 | 0 | 0 |
ROSS STORES INC | Com | 778296103 | 675 | 10,399 | SH | | SOLE | | 10,399 | 0 | 0 |
RYDEX ETF TRUST | Com | 78355W106 | 1,113 | 22,507 | SH | | SOLE | | 22,507 | 0 | 0 |
SBA COMMUNICATIONS CORP | Com | 78388J106 | 2,745 | 53,950 | SH | | SOLE | | 53,950 | 0 | 0 |
SELECT SECTOR SPDR TR | Com | 81369Y803 | 534 | 11,549 | SH | | SOLE | | 11,549 | 0 | 0 |
SIMON PPTY GROUP INC NEW | Com | 828806109 | 532 | 10,379 | SH | | SOLE | | 10,379 | 0 | 0 |
SOUTHERN CO | Com | 842587107 | 687 | 13,399 | SH | | SOLE | | 13,399 | 0 | 0 |
SOVRAN SELF STORAGE INC | Com | 84610H108 | 5,460 | 85,791 | SH | | SOLE | | 85,791 | 0 | 0 |
SPECTRA ENERGY PARTNERS LP | Com | 84756N109 | 742 | 14,805 | SH | | SOLE | | 14,805 | 0 | 0 |
SPRINT CORP | Com | 85207U105 | 298 | 28,559 | SH | | OTR | | 0 | 0 | 28,559 |
STARBUCKS CORP | Com | 855244109 | 438 | 13,121 | SH | | SOLE | | 13,121 | 0 | 0 |
TAIWAN SEMICONDUCTOR MFG LTD | Com | 874039100 | 427 | 13,706 | SH | | SOLE | | 13,706 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | Com | 90130A101 | 448 | 18,414 | SH | | SOLE | | 18,414 | 0 | 0 |
UNILEVER N V | Com | 904784709 | 724 | 15,470 | SH | | SOLE | | 15,470 | 0 | 0 |
UNION PAC CORP | Com | 907818108 | 1,029 | 10,546 | SH | | SOLE | | 10,546 | 0 | 0 |
UNITED PARCEL SERVICE INC | Com | 911312106 | 1,490 | 14,527 | SH | | SOLE | | 14,527 | 0 | 0 |
UNUM GROUP | Com | 91529Y106 | 8,517 | 131,996 | SH | | SOLE | | 131,996 | 0 | 0 |
UNUM GROUP | Com | 91529Y106 | 1,151 | 14,399 | SH | | OTR | | 0 | 0 | 14,399 |
VALEANT PHARMACEUTICALS INTL | Com | 91911K102 | 4,804 | 108,971 | SH | | SOLE | | 108,971 | 0 | 0 |