U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Boren Todd A.
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(Last) (First) (Middle)
250 Park Avenue South, Suite 200
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(Street)
Winter Park Florida 32789
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
October 7, 2000
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
International Assets Holding Corporation - IAAC
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5 Relationship of Reporting Person to Issuer
(Check all applicable)
[ ] Director [ ] 10% Owner
[ X ] Officer (give title below) [ ] Other (specify below)
Senior V.P. and Managing Director Private Client Group
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6. If Amendment, Date of Original (Month/Year)
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Table I -- Non-Derivative Securities Beneficially Owned
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3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr.5)
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International Assets
Holding Corporation 3,659 D
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 7. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Security Exer- tion of Derivative (I) Ownership
(Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5)
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International Assets
Holding Corp. 12/11/00* 12/11/06 7194 2.512 D
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10/01/01** 10/01/08 5,995 1.486 D
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12/09/02*** 12/09/09 5,450 7.167 D
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Explanation of Responses: * 25% vests 12/11/00; 25% vests 12/11/01; 25% vests
12/11/02; remainder vests 12/11/03.
** 20% vests 10/01/01; 20% vests 10/01/02; 20% vests
10/01/03; 20% vests 10/01/04; remainder vests
10/01/05.
*** 20% vests 12/09/01; 20% vests 12/09/03; 20% vests
12/09/04; 20% vests 12/09/05; remainder vests
12/09/06.
/s/ Todd A. Boren 10/16/00
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient. See Instruction 6 for procedure.
